Home/Filings/4/0001072613-19-000112
4//SEC Filing

CITY OF LONDON INVESTMENT GROUP PLC 4

Accession 0001072613-19-000112

CIK 0000845379other

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 4:23 PM ET

Size

28.4 KB

Accession

0001072613-19-000112

Insider Transaction Report

Form 4
Period: 2019-02-14
Transactions
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh47,454$978,02769,109 total(indirect: By: Emerging Markets Free Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh68,421$1,410,15799,646 total(indirect: By: The Emerging World Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh18,994$391,46627,664 total(indirect: By: Investable Emerging Markets Country Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh938,677$19,346,1331,367,039 total(indirect: By: unaffiliated third-party segregated accounts)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh101,789$2,097,871148,241 total(indirect: By: Emerging Markets Global Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh81,392$1,677,489118,535 total(indirect: By: Emerging Free Markets Country Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh4,737$97,6306,900 total(indirect: By: The EM Special Situations CEF Focused Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh125,738$2,591,460183,119 total(indirect: By: Emerging (BMI) Markets Country Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh166,544$3,432,472242,546 total(indirect: By: Global Emerging Markets Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh124,185$2,559,453180,856 total(indirect: By: Emerging Markets Country Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh17,137$353,19424,959 total(indirect: By: The EM Plus CEF Fund)
  • Sale

    Common Stock, par value $.01 per share

    2019-02-14$20.61/sh70,034$1,443,401101,995 total(indirect: By: Emerging Markets Investable Fund)
Footnotes (13)
  • [F1]This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.
  • [F10]These securities are beneficially owned by Investable Emerging Markets Country Fund.
  • [F11]These securities are beneficially owned by The EM Plus CEF Fund.
  • [F12]These securities are beneficially owned by EM Special Situations CEF Focused Fund.
  • [F13]These securities are beneficially owned by unaffiliated third-party segregated accounts.
  • [F2]These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
  • [F3]These securities are beneficially owned by Emerging Markets Free Fund.
  • [F4]These securities are beneficially owned by Emerging Markets Global Fund.
  • [F5]These securities are beneficially owned by Emerging Markets Investable Fund.
  • [F6]These securities are beneficially owned by Global Emerging Markets Fund.
  • [F7]These securities are beneficially owned by The Emerging World Fund.
  • [F8]These securities are beneficially owned by Emerging Free Markets Country Fund.
  • [F9]These securities are beneficially owned by Emerging Markets Country Fund.

Issuer

CHINA FUND INC

CIK 0000845379

Entity typeother

Related Parties

1
  • filerCIK 0001018138

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 4:23 PM ET
Size
28.4 KB