4//SEC Filing
Sherman Jeffrey Scott 4
Accession 0001077183-25-000090
CIK 0001077183other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:08 PM ET
Size
20.3 KB
Accession
0001077183-25-000090
Insider Transaction Report
Form 4
Sherman Jeffrey Scott
Chief Financial Officer
Transactions
- Purchase
Common Stock
2025-05-02$7.51/sh+20,000$150,104→ 158,494 total
Holdings
- 26,011
Restricted Stock Unit
Exercise: $0.00→ Common Stock (26,011 underlying) - 39,016
Performance Stock Unit
Exercise: $0.00From: 2026-05-11→ Common Stock (39,016 underlying) - 59,382
Restricted Stock Unit
Exercise: $0.00From: 2026-04-13→ Common Stock (59,382 underlying) - 31,071
Restricted Stock Unit
Exercise: $0.00→ Common Stock (31,071 underlying) - 249,169
Stock Option (Right to Buy)
Exercise: $11.62Exp: 2029-12-05→ Common Stock (249,169 underlying) - 73,016
Stock Option (Right to Buy)
Exercise: $19.65Exp: 2030-05-11→ Common Stock (73,016 underlying) - 77,913
Stock Option (Right to Buy)
Exercise: $16.45Exp: 2034-02-23→ Common Stock (77,913 underlying) - 46,606
Performance Stock Unit
Exercise: $0.00From: 2027-02-23→ Common Stock (46,606 underlying) - 214,900
Stock Option (Right to Buy)
Exercise: $13.05Exp: 2035-02-21→ Common Stock (214,900 underlying) - 126,476
Restricted Stock Unit
Exercise: $0.00→ Common Stock (126,476 underlying)
Footnotes (12)
- [F1]This balance includes 1,430 shares that were acquired pursuant to NeoGenomics' Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.
- [F10]This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
- [F11]On February 21, 2025, Mr. Sherman was granted 214,900 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- [F12]On February 21, 2025, Mr. Sherman was granted 126,476 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
- [F2]On December 5, 2022, Mr. Sherman was granted 249,169 stock options. The options vest ratably over four years with the first tranche vesting on December 7, 2023.
- [F3]On May 11, 2023, Mr. Sherman was granted 73,016 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- [F4]On May 11, 2023, Mr. Sherman was granted 39,016 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
- [F5]Once vested, the shares of common stock are not subject to expiration.
- [F6]On May 11, 2023, Mr. Sherman was granted 39,016 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 58,524. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
- [F7]On February 23, 2024, Mr. Sherman was granted 77,913 stock options. The options vest ratably over the first three anniversary dates of the grant date.
- [F8]On February 23, 2024, Mr. Sherman was granted 46,606 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 69,910. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company
- [F9]On February 23, 2024, Mr. Sherman was granted 46,606 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
Documents
Issuer
NEOGENOMICS INC
CIK 0001077183
Entity typeother
Related Parties
1- filerCIK 0001463145
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 4:08 PM ET
- Size
- 20.3 KB