4//SEC Filing
Carey Richard M 4
Accession 0001077771-10-000009
CIK 0001077771other
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 6:28 PM ET
Size
13.7 KB
Accession
0001077771-10-000009
Insider Transaction Report
Form 4
Carey Richard M
EVP/Community Banking
Transactions
- Disposition to Issuer
Common Stock
2010-01-25$13.16/sh−83$1,092→ 5,188 total - Other
Common Stock
2010-01-25+7→ 422 total(indirect: By 401(k))
Holdings
- 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (15,000 underlying) - 10,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-21Exp: 2015-01-21→ Common Stock (20,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (20,000 underlying) - 5,000
Non-Qualified Stock Option (right to buy)
Exercise: $17.45From: 2003-12-02Exp: 2012-12-02→ Common Stock (5,000 underlying)
Footnotes (7)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Not required.
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- [F4]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F6]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F7]All options are fully vested.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeother
Related Parties
1- filerCIK 0001462347
Filing Metadata
- Form type
- 4
- Filed
- Jan 25, 7:00 PM ET
- Accepted
- Jan 26, 6:28 PM ET
- Size
- 13.7 KB