Carey Richard M 4
4 · UMPQUA HOLDINGS CORP · Filed Aug 3, 2010
Insider Transaction Report
Form 4
Carey Richard M
EVP/Community Banking
Transactions
- Award
Common Stock
2010-08-02+500→ 14,772 total - Award
Non-Qualified Stock Option (right to buy)
2010-08-02+20,000→ 20,000 totalExercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (20,000 underlying) - Other
Common Stock
2010-08-02+3→ 426 total(indirect: By 401(k))
Holdings
- 10,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying) - 5,000
Non-Qualified Stock Option (right to buy)
Exercise: $17.45From: 2003-12-02Exp: 2012-12-02→ Common Stock (5,000 underlying) - 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (15,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (20,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-21Exp: 2015-01-21→ Common Stock (20,000 underlying)
Footnotes (8)
- [F1]Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3.
- [F2]Not required.
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- [F4]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F6]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F7]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F8]All options are fully vested.