4//SEC Filing
COPELAND BRAD F 4
Accession 0001077771-11-000040
CIK 0001077771other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 12:41 PM ET
Size
19.0 KB
Accession
0001077771-11-000040
Insider Transaction Report
Form 4
COPELAND BRAD F
Sr EVP/Chief Operating Officer
Transactions
- Other
Common Stock
2011-08-02+38→ 4,386 total(indirect: By 401(k)) - Disposition to Issuer
Common Stock
2011-08-02$11.16/sh−957$10,680→ 84,341 total
Holdings
- 1,805(indirect: By IRA)
Common Stock
- 25,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (25,000 underlying) - 22,000
Non-Qualified Stock Option (right to buy)
Exercise: $10.97From: 2012-01-31Exp: 2021-01-30→ Common Stock (22,000 underlying) - 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $13.34From: 2003-01-01Exp: 2012-01-02→ Common Stock (15,000 underlying) - 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Common Stock (15,000 underlying) - 40,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (20,000 underlying) - 50,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (50,000 underlying) - 244(indirect: By Spouse)
Common Stock
- 35,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (35,000 underlying)
Footnotes (9)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Not required.
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- [F4]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F5]Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.
- [F6]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F7]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
- [F8]All options are fully vested.
- [F9]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeother
Related Parties
1- filerCIK 0001238679
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 12:41 PM ET
- Size
- 19.0 KB