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4//SEC Filing

COPELAND BRAD F 4

Accession 0001077771-12-000005

CIK 0001077771other

View on SEC.gov Company Profile

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 4:19 PM ET

Size

19.9 KB

Accession

0001077771-12-000005

Insider Transaction Report

Form 4

Period: 2012-01-02

UMPQUA HOLDINGS CORPUMPQ

COPELAND BRAD F

Sr EVP/Chief Operating Officer

Transactions

Award
Common Stock
2012-01-27+30,000→ 114,341 total
Other
Common Stock
2012-01-30+55→ 4,441 total(indirect: By 401(k))
Other
Non-Qualified Stock Option (right to buy)
2012-01-02−15,000→ 0 total
Exercise: $13.34From: 2003-01-01Exp: 2012-01-02→ Common Stock (15,000 underlying)

Holdings

Non-Qualified Stock Option (right to buy)
Exercise: $19.01From: 2004-09-30Exp: 2013-09-30→ Common Stock (15,000 underlying)
15,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (35,000 underlying)
35,000
Non-Qualified Stock Option (right to buy)
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (20,000 underlying)
20,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (50,000 underlying)
50,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (25,000 underlying)
25,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (40,000 underlying)
40,000
Common Stock
(indirect: By Spouse)
244
Non-Qualified Stock Option (right to buy)
Exercise: $10.97From: 2012-01-31Exp: 2021-01-30→ Common Stock (22,000 underlying)
22,000
Common Stock
(indirect: By IRA)
1,805

Footnotes (10)

[F1]RSA granted 1/27/12. The grant vests three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.
[F10]All options are fully vested.
[F2]Not required.
[F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
[F4]All shares expired.
[F5]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F6]Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.
[F7]Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F8]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F9]Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

UMPQUA HOLDINGS CORP

CIK 0001077771

Entity typeother

Related Parties

1

filerCIK 0001238679

Filing Metadata

Form type: 4
Filed: Jan 30, 7:00 PM ET
Accepted: Jan 31, 4:19 PM ET
Size: 19.9 KB

View on SEC.gov