UMPQUA HOLDINGS CORP 4

4 · UMPQUA HOLDINGS CORP · Filed Aug 26, 2013

Insider Transaction Report

Form 4

Period: 2013-08-23

UMPQUA HOLDINGS CORPUMPQ

BAKER BARBARA J

EVP/Cultural Enhancement

Transactions

Exercise/Conversion
Common Stock
2013-08-23$9.23/sh+8,000$73,840→ 43,916 total
Exercise/Conversion
Common Stock
2013-08-23$12.87/sh+12,000$154,440→ 50,033 total
Tax Payment
Common Stock
2013-08-23$17.05/sh−13,636$232,494→ 41,094 total
Tax Payment
Common Stock
2013-08-23$17.05/sh−6,797$115,889→ 43,720 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-23$17.05/sh−15,000$255,750→ 0 total
Exercise: $15.50From: 2009-01-28Exp: 2018-01-27→ Common Stock (15,000 underlying)
Tax Payment
Common Stock
2013-08-23$17.05/sh−9,058$154,439→ 40,975 total
Exercise/Conversion
Common Stock
2013-08-23$15.50/sh+15,000$232,500→ 54,730 total
Tax Payment
Common Stock
2013-08-23$17.05/sh−1,553$26,479→ 38,033 total
Tax Payment
Common Stock
2013-08-23$17.05/sh−4,330$73,827→ 39,586 total
Tax Payment
Common Stock
2013-08-23$17.05/sh−1,245$21,227→ 39,730 total
Exercise/Conversion
Common Stock
2013-08-23$11.59/sh+10,000$115,900→ 50,517 total
Tax Payment
Common Stock
2013-08-23$17.05/sh−1,356$23,120→ 42,364 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-23$17.05/sh−8,000$136,400→ 2,000 total
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (8,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-23$17.05/sh−10,000$170,500→ 0 total
Exercise: $11.59From: 2009-07-21Exp: 2018-07-20→ Common Stock (10,000 underlying)
Tax Payment
Common Stock
2013-08-23$17.05/sh−577$9,838→ 40,517 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-23$17.05/sh−12,000$204,600→ 8,000 total
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (12,000 underlying)

Holdings

Common Stock
(indirect: By 401(k))
5,424
Non-Qualified Stock Option (right to buy)
Exercise: $10.97From: 2014-01-31Exp: 2021-01-30→ Common Stock (5,000 underlying)
5,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (20,000 underlying)
20,000

Footnotes (6)

[F1]Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
[F2]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
[F3]Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F4]All options are fully vested.
[F5]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
[F6]Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.

Documents

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