4//SEC Filing
UMPQUA HOLDINGS CORP 4
Accession 0001077771-14-000011
CIK 0001077771operating
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 5:51 PM ET
Size
12.1 KB
Accession
0001077771-14-000011
Insider Transaction Report
Form 4
BAKER BARBARA J
EVP/Cultural Enhancement
Transactions
- Tax Payment
Common Stock
2014-01-31$17.56/sh−2,919$51,258→ 38,765 total - Tax Payment
Common Stock
2014-01-31$17.56/sh−236$4,144→ 41,684 total
Holdings
- 2,000
Non-Qualified Stock Option (right to buy)
Exercise: $9.23From: 2010-02-02Exp: 2019-02-01→ Common Stock (2,000 underlying) - 5,000
Non-Qualified Stock Option (right to buy)
Exercise: $10.97From: 2014-01-31Exp: 2021-01-30→ Common Stock (5,000 underlying) - 8,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (8,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $23.49From: 2006-01-20Exp: 2015-01-20→ Common Stock (20,000 underlying) - 5,516(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]All options are fully vested.
- [F3]Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001077771
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 5:51 PM ET
- Size
- 12.1 KB