4//SEC Filing
UMPQUA HOLDINGS CORP 4
Accession 0001077771-16-000319
CIK 0001077771operating
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 12:53 PM ET
Size
14.2 KB
Accession
0001077771-16-000319
Insider Transaction Report
Form 4
DAVIS RAYMOND P
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2016-04-18$16.48/sh−28,518$469,977→ 585,860 total - Other
Common Stock
2016-04-18+68→ 7,159 total(indirect: By 401(k)) - Other
Common Stock
2016-04-18+72→ 7,482 total(indirect: by SRP Plan) - Tax Payment
Common Stock
2016-04-19$16.69/sh−10,370$173,075→ 575,490 total
Holdings
- 15,000
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2011-08-02Exp: 2020-08-01→ Common Stock (15,000 underlying) - 2,955(indirect: By IRA)
Common Stock
- 50,000
Non-Qualified Stock Option (right to buy)
Exercise: $26.12From: 2007-12-31Exp: 2017-03-05→ Common Stock (50,000 underlying) - 75,000
Non-Qualified Stock Option (right to buy)
Exercise: $10.97From: 2014-01-31Exp: 2021-01-30→ Common Stock (75,000 underlying)
Footnotes (5)
- [F1]Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- [F2]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F3]Not required.
- [F4]Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c).
- [F5]Options are fully vested.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0001077771
Filing Metadata
- Form type
- 4
- Filed
- Apr 19, 8:00 PM ET
- Accepted
- Apr 20, 12:53 PM ET
- Size
- 14.2 KB