4//SEC Filing
DAVIS RAYMOND P 4
Accession 0001077771-17-000165
CIK 0001077771other
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 5:40 PM ET
Size
7.8 KB
Accession
0001077771-17-000165
Insider Transaction Report
Form 4
DAVIS RAYMOND P
DirectorPresident & CEO
Transactions
- Sale
Common Stock
2017-10-26$20.60/sh−36,829$758,567→ 579,775 total
Holdings
- 7,909(indirect: by SRP Plan)
Common Stock
- 2,955(indirect: By IRA)
Common Stock
- 7,569(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Sale principally for tax planning purposes.
- [F2]This amount includes an adjustment of amount of securities beneficially owned following the transaction (an increase of 60,000 shares) to address a typographical error made in the Form 4 filed February 2, 2016. The Form 4 correctly reported the transaction completed on January 31, 2016, but the total amount of securities owned following the reported transaction should have been 574,378 (not 514,378).
- [F3]Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
- [F4]Holdings reported include shares acquired in the Supplemental Retirement Plan through dividend reinvestment, payroll deferrals and/or employer contributions.
- [F5]Holdings by IRA Custodian.
Documents
Issuer
UMPQUA HOLDINGS CORP
CIK 0001077771
Entity typeother
Related Parties
1- filerCIK 0001235865
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 5:40 PM ET
- Size
- 7.8 KB