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Home/Filings/4/0001079973-25-000170
4//SEC Filing

Ferry Charles Parker 4

Accession 0001079973-25-000170

CIK 0001396536other
View on SEC.govCompany Profile

Filed

Jan 29, 7:00 PM ET

Accepted

Jan 30, 5:26 PM ET

Size

13.9 KB

Accession

0001079973-25-000170

Insider Transaction Report

Form 4
Period: 2024-12-31
DUOS TECHNOLOGIES GROUP, INC.DUOT
Ferry Charles Parker
DirectorCEO
Transactions
  • Award

    Common Stock, $0.001 par value

    2024-01-01+552,889→ 522,889 total
  • Other

    Options to Purchase Common Stock

    2024-12-31+100,000→ 0 total
    Exercise: $4.20Exp: 2025-08-31→ Common Stock, $0.001 par value (100,000 underlying)
  • Other

    Options to Purchase Common Stock

    2024-12-31+100,000→ 0 total
    Exercise: $6.41Exp: 2026-11-09→ Common Stock, $0.001 par value (100,000 underlying)
  • Other

    Options to Purchase Common Stock

    2024-12-31+37,889→ 0 total
    Exercise: $4.22Exp: 2028-03-31→ Common Stock, $0.001 par value (37,889 underlying)
Holdings

  • Common Stock, $0.001 par value

    9,773

  • Common Stock, $0.001 par value

    3,374
Footnotes (6)
  • [F1]The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on January 1, 2028.
  • [F2]These shares owned by the reporting person are held in a joint account with the reporting person's spouse.
  • [F3]The options were cancelled as of December 31, 2024.
  • [F4]These options were granted pursuant to an Employment Agreement, dated September 1, 2020, between Mr. Ferry and the Issuer. The options vested in equal installments on each of September 1, 2021 and 2022.
  • [F5]These options were granted on November 10, 2021. The options vested in three equal installments on each of November 10, 2022, 2023 and 2024.
  • [F6]These options were granted on April 1, 2023. As of the date hereof, options to purchase 12,630 shares have vested and are exercisable. One-half of the remaining options would have vested and become exercisable on April 1, 2025 and the other half would have vested and become exercisable on April 1, 2026.

Documents

1 file

Issuer

DUOS TECHNOLOGIES GROUP, INC.

CIK 0001396536

→
Entity typeother

Related Parties

1
  • filerCIK 0001821811

Filing Metadata

Form type
4
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 5:26 PM ET
Size
13.9 KB
View on SEC.gov