4//SEC Filing
CONNELLY THOMAS M JR 4
Accession 0001079973-26-000037
CIK 0001325964other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:01 PM ET
Size
9.8 KB
Accession
0001079973-26-000037
Insider Transaction Report
Form 4
CONNELLY THOMAS M JR
Director
Transactions
- Exercise/Conversion
Common Stock
2025-12-31+20,161→ 65,972 total - Sale
Common Stock
2026-01-02$3.25/sh−7,600$24,700→ 58,372 total - Exercise/Conversion
Restricted Stock Unit
2025-12-31−20,161→ 20,161 total→ Common Stock (20,161 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
- [F2]Includes 11,488 shares of common stock issued pursuant to a restricted stock award granted pursuant to the Issuer's 2016 Equity Incentive Plan, which vests as follows: The shares vest in 8 equal quarterly installments of 1,436 shares beginning October 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.
- [F3]The sale reported in this Form 4 was to cover tax obligations associated with the vesting of RSUs also reported herein.
- [F4]Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 20,162 RSU's vested on July 15, 2025, 20,161 shares vested on each of September 30, 2025, December 31, 2025, and 20,161 shares will vest on March 31, 2026, subject to continued service with the Company through the applicable vesting dates. Unvested shares are subject to forfeiture.
Documents
Issuer
Lightwave Logic, Inc.
CIK 0001325964
Entity typeother
Related Parties
1- filerCIK 0001127286
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:01 PM ET
- Size
- 9.8 KB