GRAY KERRY P 4
4 · ULURU INC. · Filed Sep 28, 2011
Insider Transaction Report
Form 4
ULURU INC.ULU
GRAY KERRY P
DirectorChief Executive Officer
Transactions
- Purchase
Convertible Note
2011-06-13$1.20/sh+116,667$140,000→ 150,001 totalExercise: $1.20From: 2011-06-13Exp: 2014-06-13→ Common Stock (116,667 underlying) - Purchase
Warrant
2011-06-13+35,000→ 185,001 totalExercise: $1.20From: 2011-06-13Exp: 2016-06-13→ Common Stock (35,000 underlying) - Purchase
Convertible Note
2011-07-28$1.08/sh+115,741$125,000→ 300,742 totalExercise: $1.08From: 2011-07-28Exp: 2014-07-28→ Common Stock (115,741 underlying) - Purchase
Warrant
2011-07-28+34,722→ 335,464 totalExercise: $1.08From: 2011-07-28Exp: 2016-07-28→ Common Stock (34,722 underlying)
Footnotes (2)
- [F1]On June 13, 2011, Mr. Gray purchased from the Company a convertible promissory note in the principal amount of $140,000. The principal amount of the note is convertible into shares of the Company's common stock at a price of $1.20 per share. In connection with his purchase of the note, Mr. Gray was also issued a warrant to acquire up to 35,000 shares of the Company's common stock at a price of $1.20 per share.
- [F2]On July 28, 2011, Mr. Gray purchased from the Company a convertible promissory note in the principal amount of $125,000. The principal amount of the note is convertible into shares of the Company's common stock at a price of $1.08 per share. In connection with his purchase of the note, Mr. Gray was also issued a warrant to acquire up to 34,722 shares of the Company's common stock at a price of $1.08 per share.