SHATTUCK MAYO A III 4

What Happened

• Shattuck Mayo A. III, a director of Capital One Financial Corp (COF), was awarded 1,294 restricted stock units (RSUs) on May 8, 2026. The award shows an acquisition price of $0.00 (typical for compensation awards); the reported transaction value at grant is $0.

Key Details

• Transaction date: May 8, 2026; Form 4 filed May 12, 2026.
• Shares/units awarded: 1,294 RSUs at $0.00.
• Shares owned after transaction: Not specified in the filing.
• Footnotes: (F1) These RSUs vest in their entirety on May 8, 2027; the reporting person will also receive additional shares representing dividend equivalents accrued on the shares issuable at settlement. (F2) The filing notes inclusion of shares representing dividend equivalents from prior RSU vesting/deferrals since the last reported transaction.
• Transaction code: A (award/grant). No 10b5-1 plan or late-filing legend is indicated in the document.

Context

• This transaction is a standard equity compensation award to a board member. RSUs are compensation that convert to shares at vesting (here, one year after grant) and often include dividend equivalents; they are not an open-market purchase or sale and do not by themselves signal an insider buying or selling shares.