|4Oct 7, 2:43 PM ET

TRANS LUX Corp 4

4 · TRANS LUX Corp · Filed Oct 7, 2016

Insider Transaction Report

Form 4
Period: 2016-09-30
Transactions
  • Purchase

    Common Stock

    2016-09-30$13500.00/sh+5,000$67,500,000211,189 total(indirect: Manager of accounts for indirectly owned shares)
Footnotes (1)
  • [F1]7,145 shares are directly owned by me. 12,100 shares are owned by Elser & Co., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 189,544 shares are owned by Carlisle Investments Inc., over which I exercise voting and dispositive rights as the account manager, but disclaim any beneficial ownership. 2,400 shares are owned by AdviCorp plc, over which I exercise voting and dispositive rights as the account manager, and I also own 50% of the equity of AdviCorp plc.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT