Serina Therapeutics, Inc.·4

May 27, 3:55 PM ET

LEDGER STEVEN A 4

4 · Serina Therapeutics, Inc. · Filed May 27, 2026

Research Summary

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Serina Therapeutics (SER) CEO Steven A. Ledger Receives 10,100-Share Award

What Happened
Steven A. Ledger, CEO of Serina Therapeutics (SER), was granted/acquired 10,100 shares on May 26, 2026. The filing reports a weighted-average acquisition price of $1.93 per share, for an aggregate value of approximately $19,493. This transaction is reported as an award/grant (transaction code A), an acquisition rather than a sale.

Key Details

  • Transaction date: 2026-05-26; Form 4 filed: 2026-05-27 (timely).
  • Reported price: weighted average $1.93 per share (range $1.87–$1.95 across multiple transactions; see footnote).
  • Shares acquired: 10,100; aggregate value reported: $19,493.
  • Shares owned after transaction: not disclosed in this filing.
  • Footnote: the price is a weighted average of multiple purchase prices ($1.87–$1.95). Upon SEC request, the filer will provide the breakdown by price.
  • No 10b5-1 plan, tax-withholding, or cashless exercise notation was reported.

Context
This was a stock award/grant to the CEO (an acquisition), which increases insider ownership but does not by itself indicate future performance. Because this is an award rather than a sale, many investors view it differently than routine disposition filings; however, no motives or future plans are disclosed.

Insider Transaction Report

Form 4
Period: 2026-05-26
LEDGER STEVEN A
DirectorChief Executive Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-05-26$1.93/sh+10,100$19,49310,100 total
Footnotes (1)
  • [F1]The price reflects the weighted average purchase price of multiple transactions ranging from a low purchase price of $1.87 per share to a high purchase price of $1.95 per share. Upon the written request of the SEC, the Issuer or a security holder of the Issuer, the reporting person agrees to provide the number of shares sold at each price.
Signature
Steven A. Ledger|2026-05-27

Documents

1 file
  • 4
    wk-form4_1779911715.xmlPrimary

    FORM 4