Insider · CIK 0001090206

LEDGER STEVEN A

Reports to the SEC for 7 companies · HUNTSVILLE, AL

sec.gov

Transactions

Companies

Filings

CIK

0001090206

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-05-26	SERSerina Therapeutics, Inc.A Award	Director, Chief Executive Officer	AAward	+10.1K sh	$1.93	+$19.5K	10,100
2026-05-21	SERSerina Therapeutics, Inc. · Stock Option (right to buy)A Award	Director, Chief Executive Officer	AAward	+381K sh	—	—	380,825
2026-02-03	SERSerina Therapeutics, Inc. · Stock Option (right to buy)A Award	Director, Chief Executive Officer	AAward	+230K sh	—	—	230,100
2025-03-28	SERSerina Therapeutics, Inc.J Other	Director, Chief Executive Officer	JOther	+95.7K sh	—	—	95,730
2024-09-09	SERSerina Therapeutics, Inc. · Stock Option (right to buy)A Award	Director, Chief Executive Officer	AAward	+376K sh	—	—	490,350
2013-04-30	CROSSROADS SYSTEMS INCOptions (Right to buy)A Award	Director	AAward	+3,237 sh	$2.36	+$7,639.32	—
2013-02-21	BROADCAST INTERNATIONAL INCA Award	Director	AAward	+200K sh	$0.07	+$15K	574,553
2012-12-31	BROADCAST INTERNATIONAL INCRestrictive Stock UnitA Award	Director	AAward	+37.5K sh	$0.08	+$3,000	374,553
2012-12-20	HPTOhopTo Inc. · Employee Stock Options (right to buy)A Award	Director, Chairman of the Board	AAward	+300K sh	—	—	300,000
2012-09-30	BROADCAST INTERNATIONAL INCRestrictive Stock UnitA Award	Director	AAward	+21.1K sh	$0.19	+$4,000.07	337,053
2012-04-04	BROADCAST INTERNATIONAL INCP Purchase	Director	PPurchase	+144K sh	$0.25	+$36K	144,000
2012-04-04	BROADCAST INTERNATIONAL INCWarrant (right to buy)P Purchase	Director	PPurchase	+72K sh	—	—	72,000
2011-09-01	HPTOhopTo Inc.P Purchase	Director, Chairman of the Board	PPurchase	+1.25M sh	$0.20	+$250K	1,250,000
2011-09-01	HPTOhopTo Inc. · Warrants (Right to Buy)P Purchase	Director, Chairman of the Board	PPurchase	+625K sh	—	—	625,000
2011-08-09	HPTOhopTo Inc. · Employee Stock Option (right to buy)A Award	Director, Chairman of the Board	AAward	+400K sh	—	—	400,000
2010-07-29	ACFNACORN ENERGY, INC. · stock optionsA Award	Director	AAward	+25K sh	—	—	25,000
2005-08-25	SEEBEYOND TECHNOLOGY CORPStock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−16.9K sh	—	—	0
2005-08-25	SEEBEYOND TECHNOLOGY CORPD Disposition to Issuer	Director	DDisposition to Issuer	−218K sh	—	—	0
2005-08-25	SEEBEYOND TECHNOLOGY CORPD Disposition to Issuer	Director	DDisposition to Issuer	−905 sh	—	—	0
2005-08-25	SEEBEYOND TECHNOLOGY CORPStock Option (right to purchase)D Disposition to Issuer	Director	DDisposition to Issuer	−45K sh	—	—	0
2005-08-25	SEEBEYOND TECHNOLOGY CORPStock Option (right to purchase)D Disposition to Issuer	Director	DDisposition to Issuer	−90K sh	—	—	0
2005-08-25	SEEBEYOND TECHNOLOGY CORPStock Option (right to purchase)D Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	—	—	0
2005-01-31	SEEBEYOND TECHNOLOGY CORPEmployee Stock Option (right to buy)A Award	Director	AAward	+30K sh	$3.46	+$104K	30,000
2004-04-26	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−6,100 sh	$4.20	−$25.6K	236,393
2004-04-26	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−17.4K sh	$4.21	−$73.3K	218,993
2004-04-26	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−100 sh	$4.25	−$425	218,893
2004-04-26	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−2,900 sh	$4.17	−$12.1K	245,993
2004-04-26	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−100 sh	$4.25	−$425	217,988
2004-04-26	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−3,500 sh	$4.19	−$14.7K	242,493
2004-04-26	SEEBEYOND TECHNOLOGY CORPJ Other	Director	JOther	+905 sh	—	—	905
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−2,900 sh	$4.17	−$12.1K	287,993
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−1,500 sh	$4.15	−$6,225	290,893
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−371 sh	$4.12	−$1,528.52	292,393
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−1,129 sh	$4.11	−$4,640.19	292,764
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−14.5K sh	$4.20	−$60.9K	267,593
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−6,000 sh	$4.25	−$25.5K	249,993
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−4,600 sh	$4.23	−$19.5K	255,993
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−700 sh	$4.22	−$2,954	260,593
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−6,300 sh	$4.21	−$26.5K	261,293
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−1,100 sh	$4.26	−$4,686	248,893
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−700 sh	$4.19	−$2,933	282,093
2004-04-23	SEEBEYOND TECHNOLOGY CORPS Sale	Director	SSale	−5,200 sh	$4.18	−$21.7K	282,793
1999-08-03	BIGSTAR ENTERTAINMENT INC /NYP Purchase	Director	PPurchase	—	—	—	50,000

Recent filings

Accepted (ET)
May 274
LEDGER STEVEN A0001090206-26-000007
SEC(opens sec.gov)
May 264
LEDGER STEVEN A0001090206-26-000005
SEC(opens sec.gov)
Feb 174
LEDGER STEVEN A0001090206-26-000003
SEC(opens sec.gov)
Apr 14
LEDGER STEVEN A0001628280-25-015888
SEC(opens sec.gov)
Sep 114
LEDGER STEVEN A0001493152-24-035804
SEC(opens sec.gov)
May 24
CROSSROADS SYSTEMS INC0001415889-13-000853
SEC(opens sec.gov)
Feb 274
BROADCAST INTERNATIONAL INC0001162886-13-000002
SEC(opens sec.gov)
Jan 244
GRAPHON CORP/DE0001181431-13-004565
SEC(opens sec.gov)
Apr 54
BROADCAST INTERNATIONAL INC0001162886-12-000010
SEC(opens sec.gov)
Sep 64
GRAPHON CORP/DE0001140361-11-044849
SEC(opens sec.gov)
Aug 164
GRAPHON CORP/DE0001140361-11-042361
SEC(opens sec.gov)
Aug 184
LEDGER STEVEN A0001090206-10-000004
SEC(opens sec.gov)
Aug 294
SEEBEYOND TECHNOLOGY CORP0001090206-05-000003
SEC(opens sec.gov)
Aug 294/A
SEEBEYOND TECHNOLOGY CORP0001090206-05-000002
SEC(opens sec.gov)

Companies

Address

601 GENOME WAY, SUITE 2001

HUNTSVILLE, AL, 35806