TALKPOINT COMMUNICATIONS INC 3

3 · TALKPOINT COMMUNICATIONS INC · Filed Oct 23, 2003

Form 3

Period: 2003-10-17

10% Owner

Holdings

Option
(indirect: See footnote)
Exercise: $3.94From: 2000-03-13Exp: 2005-03-13→ Common Stock (139,123 underlying)
Unit Purchase Option
(indirect: See footnote)
Exercise: $11.10From: 2001-02-25Exp: 2005-08-25→ Common Stock (105,600 underlying)
Common Stock
(indirect: See footnote)
6,782,937
Convertible Promissory Note
(indirect: See footnote)
Exercise: $0.25From: 2003-10-17Exp: 2005-10-17→ Common Stock (150,000 underlying)
Warrant
(indirect: See footnote)
Exercise: $20.00From: 2001-04-06Exp: 2004-06-15→ Common Stock (7,920 underlying)

Footnotes (16)

[F1]Held by Dalewood Associates, L.P. Reporting Person is the majority stockholder of EarlyBirdCapital.com, Inc. ("EBC.com"). EBC.com wholly owns Dalewood Associates, Inc. and EarlyBirdCapital, Inc. ("EBC") Dalewood Associates, Inc. is the general partner of Dalewood Associates, L.P. Additionaly, Reporting Person is the sole shareholder of GKN Securities Corp. ("GKN"). Reporting Person disclaims ownership of the shares held by Dalewood Associates, L.P. and EBC, except to the extent of its pecuniary interest therein.
[F10]Held by Dalewood Associates, L.P. See Footnote No. 1.
[F11]Held by Dalewood Associates, L.P. See Footnote No. 1.
[F12]Held by Dalewood Associates, LP. See Footnote No. 1.
[F13]Held by Dalewood Associates, L.P. See Footnote No. 1.
[F14]Held by Dalewood Associates, L.P. See Footnote No. 1.
[F15]Unit Purchase Option for the purchase of 63,000 shares of common stock and warrants to purchase 42,000 shares of common stock, each warrant exercisable at $33 per share.
[F16]Held by GKN. See Footnote No. 1.
[F2]Unit Purchase Option for the purchase 52,800 shares of common stock and warrants to purchase 52,800 shares of common stock, each warrants exercisable at $20 per share.
[F3]Held by EBC. See Footnote No. 1.
[F4]Held by EBC. See Footnote No. 1.
[F5]Held by EBC. See Footnote No. 1.
[F6]Held by EBC. See Footnote No. 1.
[F7]Held by EBC. See Footnote No. 1.
[F8]Held by EBC. See Footnote No. 1.
[F9]Held by Dalewood Associates, L.P. See Footnote No. 1.

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