Sherman Jonathan D 4
4 · Collective Growth Corp · Filed Jul 31, 2020
Insider Transaction Report
Form 4
Sherman Jonathan D
Director
Transactions
- Disposition to Issuer
Class B Common Stock
2020-06-29−4,922→ 32,813 total→ Class A Common Stock (4,922 underlying) - Disposition to Issuer
Class B Common Stock
2020-06-29−24,937→ 166,250 total(indirect: By 2702933 Ontario Inc.)→ Class A Common Stock (24,937 underlying) - Purchase
Class B Common Stock
2020-07-29$0.00/sh+10,000$1→ 176,250 total(indirect: By 2702933 Ontario Inc.)→ Class A Common Stock (10,000 underlying)
Footnotes (3)
- [F1]The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B common stock has no expiration date.
- [F2]The shares were forfeited for no consideration in connection with the underwriters' election not to exercise the over-allotment option as described in the Issuer's registration statement on Form S-1.
- [F3]2702933 Ontario Inc. is an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by 2702933 Ontario Inc. except to the extent of his pecuniary interest therein.