4//SEC Filing
LEIBMAN NEIL 4
Accession 0001096906-21-000138
CIK 0001396633other
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 11:24 AM ET
Size
8.7 KB
Accession
0001096906-21-000138
Insider Transaction Report
Form 4
LEIBMAN NEIL
10% Owner
Transactions
- Other
Common Stock
2021-01-22+200,000→ 2,612,280 total - Award
Stock Option
2021-01-22+75,000→ 75,000 totalExercise: $1.50From: 2021-01-22Exp: 2031-01-22→ Common Stock (75,000 underlying)
Footnotes (3)
- [F1]The reporting person received these shares of common stock in connection with a personal guaranty and liquidity maintenance agreement provided by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution.
- [F2]Pursuant to the reporting person's employment agreement, the reporting person was granted an option to purchase shares of the issuer's common stock,.
- [F3]Does not include 46,479 shares held of record by Boxer Capital, Ltd., a Texas LP. Mr. Leibman is general partner of such entity and has sole voting and dispositive power over such shares. Also does not include 1,757,576 shares held of record by MAA Holdings Limited, a Texas LP. Mr. Leibman is general partner of such entity and has sole voting and dispositive power over such shares. Also does not include 233,636 shares held of record by Northeast Opco, LLC, a Texas LLC. Mr. Leibman is a control person and 20% owner of such entity and shares voting and dispositive power over such shares. Mr. Leibman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
Documents
Issuer
SUMMER ENERGY HOLDINGS INC
CIK 0001396633
Entity typeother
Related Parties
1- filerCIK 0001116185
Filing Metadata
- Form type
- 4
- Filed
- Jan 25, 7:00 PM ET
- Accepted
- Jan 26, 11:24 AM ET
- Size
- 8.7 KB