A.L. Sarroff Fund, LLC 4

What Happened
A.L. Sarroff Fund, LLC — a 10% owner of PetVivo and vehicle managed by CEO Alan L. Sarroff — purchased 187,500 Units on 2026-06-09. Each Unit consisted of one share of common stock and one warrant to buy one share; the Units were bought at $0.80 per Unit for aggregate consideration of $150,000. The Form 4 reports two transaction lines: acquisition of 187,500 shares of Common Stock and acquisition of derivative securities representing 187,500 warrants (both reflecting the Unit composition). This was a purchase (acquisition) rather than a sale.

Key Details

• Transaction date: 2026-06-09; Form 4 filed: 2026-06-11 (appears timely).
• Price: $0.80 per Unit; total paid = 187,500 Units × $0.80 = $150,000.
• Reported securities: 187,500 shares of Common Stock and warrants to purchase 187,500 shares (the warrants are reported as derivative securities).
• Shares owned after transaction: not specified in the filing.
• Footnotes: F1 clarifies each Unit = 1 share + 1 warrant; F2 notes Alan L. Sarroff is CEO and Managing Member of the reporting fund and is deemed to beneficially own and control its securities.

Context
The derivative entry represents warrants included in the Unit purchase (not an exercise of options). This reporting entity is both a significant (10%) holder and managed by the company’s CEO, so the filing reflects an institutional vehicle purchase tied to an insider-managed fund rather than a simple personal trade.