Home/Filings/4/0001104659-04-038353
4//SEC Filing

CRIIMI MAE INC 4

Accession 0001104659-04-038353

CIK 0000847322operating

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 4:36 PM ET

Size

10.2 KB

Accession

0001104659-04-038353

Insider Transaction Report

Form 4
Period: 2004-11-23
BLATTMAN BARRY S
DirectorChairman and CEO
Transactions
  • Sale

    Common Stock

    2004-11-233,845.212,165.73 total(indirect: SEE FOOTNOTE)
  • Sale

    Warrants

    2004-11-231,068.1601.59 total(indirect: SEE FOOTNOTE)
    Exercise: $11.50From: 2003-01-23Exp: 2010-01-23Common Stock (1,068.1 underlying)
Footnotes (4)
  • [F1]The reported securities are held by BREF One, LLC, a limited liability company (BREF One), in which the reporting person is an investor and the managing member of the limited liability company that wholly owns the manager of BREF One. On November 23, 2004, Brascan Real Estate Finance Fund I, L.P., a limited partnership (BREF Fund), of which the reporting person is a limited partner and the managing member of the limited liability company that wholly owns the general partner of BREF Fund, transferred all 1,212,617 shares of CMM Common Stock previously owned by BREF Fund to BREF One in exchange for $11.50 per share in cash.
  • [F2]The number of shares reported as "securities disposed of" in column 4 represents the decrease in the reporting person's pecuniary interest in the 1,212,617 shares of CMM Common Stock after the transfer from BREF Fund to BREF One. The reporting person disclaims beneficial ownership of the CMM Common Stock held by BREF One except to the extent of his proportionate pecuniary interest therein. The reporting person indirectly owns the number of shares reported in column 5 as a result of his proportionate pecuniary interest.
  • [F3]The reported securities are held by BREF One, LLC, a limited liability company (BREF One), in which the reporting person is an investor and the managing member of the limited liability company that wholly owns the manager of BREF One. On November 23, 2004, Brascan Real Estate Finance Fund I, L.P., a limited partnership (BREF Fund), of which the reporting person was a limited partner and the managing member of the limited liability company that wholly owns the general partner of BREF Fund, transferred all 336,835 warrants to purchase shares of CMM Common Stock previously owned by BREF Fund to BREF One.
  • [F4]The number of warrants reported as "securities disposed of" in column 5 represents the decrease in the reporting person's pecuniary interest in the 336,835 warrants to purchase shares of CMM Common Stock after the transfer from BREF Fund to BREF One. The reporting person disclaims beneficial ownership of the warrants held by BREF One except to the extent of his proportionate pecuniary interest therein. The reporting person indirectly owns the number of warrants reported in column 9 as a result of his proportionate pecuniary interest.

Documents

1 file

Issuer

CRIIMI MAE INC

CIK 0000847322

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000847322

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 4:36 PM ET
Size
10.2 KB