Coley Pharmaceutical Group, Inc. 4
4 · Coley Pharmaceutical Group, Inc. · Filed May 31, 2006
Insider Transaction Report
Form 4
THOMAS JAMES E
Director
Transactions
- Other
Common Stock
2006-05-18−1,000,000→ 2,411,818 total(indirect: See footnote) - Other
Common Stock
2006-05-18−3,680→ 2,408,138 total(indirect: See footnote) - Other
Common Stock
2006-05-18+2,692→ 2,410,830 total
Footnotes (7)
- [F1]Securities distributed pro-rata to partners of Thomas, McNerney & Partners, L.P.
- [F2]Securities distributed pro-rata to partners of TMP Associates, L.P.
- [F3]Represents pro-rata distribution received from Thomas, McNerney & Partners, LLC, which received its pro-rata distribution from Thomas, McNerney & Partners, L.P. These shares were listed as indirectly beneficially owned by Reporting Person in his Form 3 and Form 4 filings with the SEC, as amended, with respect to Thomas, McNerney & Partners, L.P., because Reporting Person is a manager of Thomas, McNerney & Partners, LLC, the general partner of Thomas, McNerney & Partners, L.P. This distribution represents a change in the form of beneficial ownership only.
- [F4]The amounts shown to represent the beneficial ownership of the Issuer's equity securities includes: (i) 2,692 shares directly held by Reporting Person; (ii) 1,766,474 shares of Common Stock and warrants to purchase 511,479 shares of Common Stock held by Thomas, McNerney & Partners, L.P., (iii) 6,664 shares of Common Stock and warrants to purchase 1,720 shares of Common Stock held by TMP Associates, L.P. and (iv) 102,802 shares of Common Stock and warrants to purchase 18,999 shares of Common Stock held by TMP Nominee, LLC.
- [F5]The amounts shown represent the beneficial ownership of the Issuer's equity securities held by Thomas, McNerney & Partners, L.P., a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Manager of Thomas, McNerney & Partners, LLC, the general partner of Thomas, McNerney & Partners, L.P. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables that are unknown at this time. The Reporting Person disclaims beneficial ownership of the shares held by Thomas, McNerney & Partners, L.P, except to the extent of his pecuniary interest therein.
- [F6]The amounts shown represent the beneficial ownership of the Issuer's equity securities held by TMP Associates, L.P, a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Manager of Thomas, McNerney & Partners, LLC, the general partner of TMP Associates, L.P. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables that are unknown at this time. The Reporting Person disclaims beneficial ownership of the shares held by TMP Associates, L.P., except to the extent of his pecuniary interest therein.
- [F7]N/A