THOMAS JAMES E

CIK 00012047899 companiesMINNEAPOLIS, MN

SEC Profile

Transactions

Companies

Filings

CIK

0001204789

Recent Transactions

50 trades

Sale
Clarus Therapeutics Holdings, Inc.
Common Stock
2022-04-20$2.53/sh−2,061,685→ 958,989 total
Sale
Clarus Therapeutics Holdings, Inc.
Common Stock
2022-04-20$2.53/sh−1,164→ 542 total
Sale
CLARUS THERAPEUTICS INC
Common Stock
2022-04-20$2.53/sh−1,164→ 542 total
Sale
CLARUS THERAPEUTICS INC
Common Stock
2022-04-20$2.53/sh−13,630→ 6,340 total
Sale
CLARUS THERAPEUTICS INC
Common Stock
2022-04-20$2.53/sh−1,663,126→ 773,599 total
Sale
CLARUS THERAPEUTICS INC
Common Stock
2022-04-20$2.53/sh−7,585→ 3,528 total
Sale
Clarus Therapeutics Holdings, Inc.
Common Stock
2022-04-20$2.53/sh−5,722→ 2,661 total
Sale
Clarus Therapeutics Holdings, Inc.
Common Stock
2022-04-20$2.53/sh−7,585→ 3,528 total
Sale
Clarus Therapeutics Holdings, Inc.
Common Stock
2022-04-20$2.53/sh−1,663,126→ 773,599 total
Sale
CLARUS THERAPEUTICS INC
Common Stock
2022-04-20$2.53/sh−2,061,685→ 958,989 total
Sale
CLARUS THERAPEUTICS INC
Common Stock
2022-04-20$2.53/sh−5,722→ 2,661 total
Sale
Clarus Therapeutics Holdings, Inc.
Common Stock
2022-04-20$2.53/sh−13,630→ 6,340 total
Disposition to Issuer
CAS MEDICAL SYSTEMS INC
Stock Option
2019-04-18−30,000→ 0 total
Disposition to Issuer
CAS MEDICAL SYSTEMS INC
Stock Option
2019-04-18−20,000→ 0 total
Disposition to Issuer
CAS MEDICAL SYSTEMS INC
Common Stock
2019-04-18$2.45/sh−63,454→ 0 total
Disposition to Issuer
CAS MEDICAL SYSTEMS INC
Stock Option
2019-04-11−15,000→ 0 total
Award
CAS MEDICAL SYSTEMS INC
Common Stock
2018-12-13+15,000→ 63,454 total
Award
CAS MEDICAL SYSTEMS INC
Common Stock
2017-12-21+15,000→ 48,454 total
Award
CAS MEDICAL SYSTEMS INC
Common Stock
2017-01-09+12,500→ 33,454 total
Award
CAS MEDICAL SYSTEMS INC
Stock Options
2015-12-17+15,000→ 15,000 total
Purchase
CAS MEDICAL SYSTEMS INC
Common Stock
2015-02-11$1.30/sh+5,938→ 5,938 total
Purchase
CAS MEDICAL SYSTEMS INC
Common Stock
2015-02-11$1.30/sh+8,025→ 8,025 total
Purchase
CAS MEDICAL SYSTEMS INC
Common Stock
2015-02-11$1.30/sh+1,591,037→ 1,591,037 total
Award
CAS MEDICAL SYSTEMS INC
Stock Option
2015-01-05+30,000→ 30,000 total
Award
CAS MEDICAL SYSTEMS INC
Stock Option
2015-01-05+30,000→ 30,000 total
Other
Ocera Therapeutics, Inc.
Common Stock, par value $0.00001 per share
2013-07-15$6.00/sh+1,675,677→ 1,675,677 total
Other
Ocera Therapeutics, Inc.
Common Stock, par value $0.00001 per share
2013-07-15$6.00/sh+762,892→ 762,892 total
Award
CAS MEDICAL SYSTEMS INC
Common Stock
2013-06-24+6,211→ 15,878 total
Award
Ocera Therapeutics, Inc.
Warrants
2012-10-01$44.23/sh+161,855→ 161,855 total
Award
Ocera Therapeutics, Inc.
Stock Option (Right to Buy)
2012-08-07+31,835→ 31,835 total
Award
CAS MEDICAL SYSTEMS INC
Common Stock
2012-06-20+5,714→ 9,667 total
Award
Ocera Therapeutics, Inc.
Warrants
2012-03-30$44.23/sh+161,855→ 161,855 total
Award
CAS MEDICAL SYSTEMS INC
Common Stock Option, $0.004 Par Value
2011-06-09+20,000→ 20,000 total
Award
CAS MEDICAL SYSTEMS INC
Common Stock, $0.004 Par Value
2011-06-09+3,953→ 3,953 total
Award
Ocera Therapeutics, Inc.
Stock Option (Right to Buy)
2011-04-19+25,000→ 25,000 total
Conversion
Ocera Therapeutics, Inc.
Common Stock
2011-04-06+7,988→ 2,189,786 total
Purchase
Ocera Therapeutics, Inc.
Common Stock
2011-04-06$4.00/sh+794,966→ 2,984,752 total
Conversion
Ocera Therapeutics, Inc.
Series A Convertible Preferred Stock
2011-04-06−14,725,374→ 0 total
Purchase
Ocera Therapeutics, Inc.
Common Stock
2011-04-06$4.00/sh+2,966→ 3,002,286 total
Conversion
Ocera Therapeutics, Inc.
Series A Convertible Preferred Stock
2011-04-06−547,229→ 0 total
Conversion
Ocera Therapeutics, Inc.
Common Stock
2011-04-06+78,175→ 2,181,798 total
Purchase
Ocera Therapeutics, Inc.
Common Stock
2011-04-06$4.00/sh+14,568→ 2,999,320 total
Conversion
Ocera Therapeutics, Inc.
Series A Convertible Preferred Stock
2011-04-06−55,946→ 0 total
Conversion
Ocera Therapeutics, Inc.
Common Stock
2011-04-06+2,103,623→ 2,103,623 total
Purchase
ZOGENIX, INC.
Common Stock
2010-11-29$4.00/sh+173,399→ 1,663,193 total
Conversion
ZOGENIX, INC.
Common Stock
2010-11-29+2,379→ 52,916 total
Conversion
ZOGENIX, INC.
Series A-1 Convertible Preferred Stock
2010-11-29−11,527,800→ 0 total
Conversion
ZOGENIX, INC.
8% Convertible Promissory Note
2010-11-29−129,855→ 0 total
Conversion
ZOGENIX, INC.
Common Stock
2010-11-29+1,152,780→ 1,152,780 total
Conversion
ZOGENIX, INC.
Common Stock
2010-11-29+4,380→ 4,380 total

Companies

Recent Filings

Address

60 SOUTH 6TH STREET SUITE 3620

MINNEAPOLIS, MN, 55402

View on SEC.gov