Sprott Ryan 4
4 · STR Holdings, Inc. · Filed Nov 10, 2009
Insider Transaction Report
Form 4
Sprott Ryan
Director
Transactions
- Award
Common Stock, par value $0.01 per share
2009-11-06+19,802,971→ 19,802,971 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds) - Disposition to Issuer
Common Stock of Specialized Technology Resources, Inc.
2009-11-05−0.521→ 0 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds) - Award
Class A Units of STR Holdings (New) LLC
2009-11-05+10,019,690→ 10,019,690 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds) - Disposition to Issuer
Class A Units of STR Holdings (New) LLC
2009-11-05−10,019,690→ 0 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds) - Sale
Common Stock, par value $0.01 per share
2009-11-06$10.00/sh−4,879,606$48,796,060→ 14,923,365 total(indirect: By DLJ Merchant Banking Partners IV, L.P. and its affiliated funds)
Footnotes (5)
- [F1]Pursuant to a reorganization prior to the initial public offering of the Issuer, the holders of common stock of Specialized Technology Resources, Inc. received a proportionate amount of units in STR Holdings (New) LLC. STR Holdings (New) LLC was then converted from a limited liability company into a corporation where the units of STR Holdings (New) LLC were converted into shares of common stock of the Issuer.
- [F2]The reporting person is a partner and a member of the Investment Committee of DLJ Merchant Banking Partners IV, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
- [F3]Includes shares held by DLJ Merchant Banking Partners IV, L.P., shares held by DLJ Offshore Partners IV, L.P., shares held by DLJ Merchant Banking Partners IV (Pacific) L.P., and shares held by MBP IV Plan Investors, L.P.
- [F4]Includes 2,528,828 shares sold by DLJ Merchant Banking Partners IV, L.P., 1,323,596 shares sold by DLJ Offshore Partners IV, L.P., 194,478 shares sold by DLJ Merchant Banking Partners IV (Pacific), L.P. and 832,704 shares sold by MBP IV Plan Investors, L.P.
- [F5]Includes 7,733,950 shares held by DLJ Merchant Banking Partners IV, L.P., 4,047,970 shares held by DLJ Offshore Partners IV, L.P., 594,776 shares held by DLJ Merchant Banking Partners IV (Pacific) L.P., and 2,546,669 shares held by MBP IV Plan Investors, L.P.