4//SEC Filing
Dion Greg 4
Accession 0001104659-10-013585
CIK 0001108185other
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 9:30 PM ET
Size
21.6 KB
Accession
0001104659-10-013585
Insider Transaction Report
Form 4
Dion Greg
VP of Operations & IT
Transactions
- Exercise/Conversion
Common Stock
2006-02-02+4,168→ 4,168 total(indirect: By Trust) - Purchase
Common Stock
2005-01-25$3.78/sh+625$2,363→ 7,293 total(indirect: By Trust) - Purchase
Common Stock
2004-12-23$3.70/sh+300$1,110→ 4,560 total(indirect: By Trust) - Purchase
Common Stock
2005-01-26$3.78/sh+1,875$7,088→ 9,168 total(indirect: By Trust) - Sale
Common Stock
2010-03-08$7.23/sh−200$1,446→ 0 total(indirect: By Trust) - Sale
Common Stock
2010-03-08$7.20/sh−8,968$64,570→ 200 total(indirect: By Trust) - Purchase
Common Stock
2004-12-22$3.70/sh+92$340→ 4,260 total(indirect: By Trust) - Purchase
Common Stock
2004-12-27$3.70/sh+893$3,304→ 5,453 total(indirect: By Trust) - Purchase
Common Stock
2004-12-28$3.70/sh+1,215$4,496→ 6,668 total(indirect: By Trust) - Exercise/Conversion
Subscription Rights (Right to buy)
2006-02-02−4,168→ 0 total(indirect: By Trust)From: 2005-12-30Exp: 2006-02-02→ Common Stock (4,168 underlying)
Holdings
- 10,875
Common Stock
Footnotes (1)
- [F1]The company distributed to the holders of its common stock non-transferable subscription rights to purchase shares of its Series A-2 convertible preferred stock at a cash subscription price of $10.00 per share. Each share of Series A-2 convertible preferred stock was convertible into shares of Occam Networks, Inc.'s common stock at a conversion price of $0.11, resulting in approximately 90.9 shares of common stock being issued upon conversion of one share of Series A-2 convertible preferred stock. Mr. Dion acquired 1,834 shares of Series A-2 convertible preferred stock at $10.00 per share. The Series A-2 convertible preferred stock was converted into 166,727 shares of common stock (pre-split). On March 10, 2006, Occam Networks, Inc., effected a 1-for-40 stock split. Upon the 1-for-40 stock split, the 166,727 shares of common stock became 4,168 shares of common stock (post-split).
Documents
Issuer
OCCAM NETWORKS INC/DE
CIK 0001108185
Entity typeother
Related Parties
1- filerCIK 0001327486
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 9:30 PM ET
- Size
- 21.6 KB