4//SEC Filing
WESNER BLAINE F 4
Accession 0001104659-10-026519
CIK 0001407450other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 7:07 PM ET
Size
40.9 KB
Accession
0001104659-10-026519
Insider Transaction Report
Form 4
Convio, Inc.CNVO
AV PARTNERS VI LP
10% Owner
Transactions
- Sale
Common Stock
2010-05-04$8.37/sh−559,650$4,684,271→ 1,370,177 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−816,212→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (816,212 underlying) - Conversion
Series C Preferred Stock
2010-05-04−54,692→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (54,692 underlying) - Other
Series P Common Stock
2010-05-04−29,781→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Other
Common Stock
2010-05-04+29,781→ 29,781 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−1,537→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (1,537 underlying) - Other
Series P Common Stock
2010-05-04−1,058,923→ 0 total(indirect: By Austin Ventures, VI, L.P.) - Conversion
Common Stock
2010-05-04+22,955→ 52,736 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Common Stock
2010-05-04+816,212→ 1,875,135 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+54,692→ 1,929,827 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+1,537→ 54,273 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−15,739$131,735→ 38,534 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−22,955→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (22,955 underlying) - Other
Common Stock
2010-05-04+1,058,923→ 1,058,923 total(indirect: By Austin Ventures VI, L.P.)
AUSTIN VENTURES VI L P
10% Owner
Transactions
- Other
Common Stock
2010-05-04+29,781→ 29,781 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Other
Common Stock
2010-05-04+1,058,923→ 1,058,923 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−816,212→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (816,212 underlying) - Conversion
Common Stock
2010-05-04+816,212→ 1,875,135 total(indirect: By Austin Ventures VI, L.P.) - Other
Series P Common Stock
2010-05-04−29,781→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Common Stock
2010-05-04+54,692→ 1,929,827 total(indirect: By Austin Ventures VI, L.P.) - Other
Series P Common Stock
2010-05-04−1,058,923→ 0 total(indirect: By Austin Ventures, VI, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−1,537→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (1,537 underlying) - Conversion
Series A Preferred Stock
2010-05-04−22,955→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (22,955 underlying) - Sale
Common Stock
2010-05-04$8.37/sh−559,650$4,684,271→ 1,370,177 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+1,537→ 54,273 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−15,739$131,735→ 38,534 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−54,692→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (54,692 underlying) - Conversion
Common Stock
2010-05-04+22,955→ 52,736 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)
Transactions
- Other
Series P Common Stock
2010-05-04−1,058,923→ 0 total(indirect: By Austin Ventures, VI, L.P.) - Conversion
Common Stock
2010-05-04+1,537→ 54,273 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−559,650$4,684,271→ 1,370,177 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+22,955→ 52,736 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Common Stock
2010-05-04+816,212→ 1,875,135 total(indirect: By Austin Ventures VI, L.P.) - Other
Series P Common Stock
2010-05-04−29,781→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−15,739$131,735→ 38,534 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Common Stock
2010-05-04+54,692→ 1,929,827 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−816,212→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (816,212 underlying) - Conversion
Series C Preferred Stock
2010-05-04−54,692→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (54,692 underlying) - Conversion
Series A Preferred Stock
2010-05-04−22,955→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (22,955 underlying) - Other
Common Stock
2010-05-04+1,058,923→ 1,058,923 total(indirect: By Austin Ventures VI, L.P.) - Other
Common Stock
2010-05-04+29,781→ 29,781 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−1,537→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (1,537 underlying)
ARAGONA JOSEPH C
10% Owner
Transactions
- Conversion
Common Stock
2010-05-04+816,212→ 1,875,135 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+1,537→ 54,273 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−54,692→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (54,692 underlying) - Other
Series P Common Stock
2010-05-04−1,058,923→ 0 total(indirect: By Austin Ventures, VI, L.P.) - Other
Series P Common Stock
2010-05-04−29,781→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−1,537→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (1,537 underlying) - Conversion
Series A Preferred Stock
2010-05-04−816,212→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (816,212 underlying) - Other
Common Stock
2010-05-04+29,781→ 29,781 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−15,739$131,735→ 38,534 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Common Stock
2010-05-04+22,955→ 52,736 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−22,955→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (22,955 underlying) - Other
Common Stock
2010-05-04+1,058,923→ 1,058,923 total(indirect: By Austin Ventures VI, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−559,650$4,684,271→ 1,370,177 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+54,692→ 1,929,827 total(indirect: By Austin Ventures VI, L.P.)
DEANGELIS KENNETH P
10% Owner
Transactions
- Other
Series P Common Stock
2010-05-04−1,058,923→ 0 total(indirect: By Austin Ventures, VI, L.P.) - Conversion
Common Stock
2010-05-04+1,537→ 54,273 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−559,650$4,684,271→ 1,370,177 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−816,212→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (816,212 underlying) - Conversion
Common Stock
2010-05-04+54,692→ 1,929,827 total(indirect: By Austin Ventures VI, L.P.) - Other
Common Stock
2010-05-04+1,058,923→ 1,058,923 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−22,955→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (22,955 underlying) - Other
Common Stock
2010-05-04+29,781→ 29,781 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−15,739$131,735→ 38,534 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−1,537→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (1,537 underlying) - Conversion
Common Stock
2010-05-04+816,212→ 1,875,135 total(indirect: By Austin Ventures VI, L.P.) - Other
Series P Common Stock
2010-05-04−29,781→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Common Stock
2010-05-04+22,955→ 52,736 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−54,692→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (54,692 underlying)
WESNER BLAINE F
10% Owner
Transactions
- Conversion
Common Stock
2010-05-04+54,692→ 1,929,827 total(indirect: By Austin Ventures VI, L.P.) - Other
Common Stock
2010-05-04+1,058,923→ 1,058,923 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−1,537→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (1,537 underlying) - Sale
Common Stock
2010-05-04$8.37/sh−15,739$131,735→ 38,534 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−559,650$4,684,271→ 1,370,177 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+22,955→ 52,736 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−816,212→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (816,212 underlying) - Other
Common Stock
2010-05-04+29,781→ 29,781 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Common Stock
2010-05-04+816,212→ 1,875,135 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+1,537→ 54,273 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−54,692→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (54,692 underlying) - Other
Series P Common Stock
2010-05-04−1,058,923→ 0 total(indirect: By Austin Ventures, VI, L.P.) - Other
Series P Common Stock
2010-05-04−29,781→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−22,955→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (22,955 underlying)
GARVEY JEFFERY C
10% Owner
Transactions
- Other
Common Stock
2010-05-04+1,058,923→ 1,058,923 total(indirect: By Austin Ventures VI, L.P.) - Other
Series P Common Stock
2010-05-04−29,781→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−15,739$131,735→ 38,534 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Other
Series P Common Stock
2010-05-04−1,058,923→ 0 total(indirect: By Austin Ventures, VI, L.P.) - Conversion
Common Stock
2010-05-04+816,212→ 1,875,135 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Common Stock
2010-05-04+1,537→ 54,273 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−54,692→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (54,692 underlying) - Conversion
Common Stock
2010-05-04+22,955→ 52,736 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−816,212→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (816,212 underlying) - Conversion
Common Stock
2010-05-04+54,692→ 1,929,827 total(indirect: By Austin Ventures VI, L.P.) - Other
Common Stock
2010-05-04+29,781→ 29,781 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−559,650$4,684,271→ 1,370,177 total(indirect: By Austin Ventures VI, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−22,955→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (22,955 underlying) - Conversion
Series C Preferred Stock
2010-05-04−1,537→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (1,537 underlying)
THORNTON JOHN D
10% Owner
Transactions
- Conversion
Common Stock
2010-05-04+54,692→ 1,929,827 total(indirect: By Austin Ventures VI, L.P.) - Sale
Common Stock
2010-05-04$8.37/sh−15,739$131,735→ 38,534 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Other
Common Stock
2010-05-04+1,058,923→ 1,058,923 total(indirect: By Austin Ventures VI, L.P.) - Other
Common Stock
2010-05-04+29,781→ 29,781 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series A Preferred Stock
2010-05-04−816,212→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (816,212 underlying) - Conversion
Series A Preferred Stock
2010-05-04−22,955→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (22,955 underlying) - Sale
Common Stock
2010-05-04$8.37/sh−559,650$4,684,271→ 1,370,177 total(indirect: By Austin Ventures VI, L.P.) - Other
Series P Common Stock
2010-05-04−1,058,923→ 0 total(indirect: By Austin Ventures, VI, L.P.) - Conversion
Common Stock
2010-05-04+816,212→ 1,875,135 total(indirect: By Austin Ventures VI, L.P.) - Other
Series P Common Stock
2010-05-04−29,781→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Common Stock
2010-05-04+1,537→ 54,273 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.) - Conversion
Series C Preferred Stock
2010-05-04−54,692→ 0 total(indirect: By Austin Ventures VI, L.P.)Exercise: $0.00→ Common Stock (54,692 underlying) - Conversion
Series C Preferred Stock
2010-05-04−1,537→ 0 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)Exercise: $0.00→ Common Stock (1,537 underlying) - Conversion
Common Stock
2010-05-04+22,955→ 52,736 total(indirect: By Austin Ventures VI Affiliates Fund, L.P.)
Footnotes (7)
- [F1]Reflects the automatic conversion of Convio, Inc.'s Series P Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- [F2]Shares are held directly by Austin Ventures VI, L.P. ("AV VI"). AV Partners VI, L.P. ("AVP VI") is the general partner of AV VI and may be deemed to have sole voting and dispositive power over the shares held by AV VI. Joseph C. Aragona, Kenneth P. DeAngelis, Jeffery C. Garvey, John D. Thornton and Blaine F. Wesner are the general partners of AVP VI and may be deemed to share voting and dispositive power over the shares held by AV VI. Such persons and entities disclaim beneficial ownership of shares held by AV VI except to the extent of any pecuniary interest therein.
- [F3]Shares are held directly by Austin Ventures VI Affiliates Fund, L.P. ("AV VI Affiliates"). AV Partners VI, L.P. ("AVP VI") is the general partner of AV VI Affiliates and may be deemed to have sole voting and dispositive power over the shares held by AV VI Affiliates. Joseph C. Aragona, Kenneth P. DeAngelis, Jeffery C. Garvey, John D. Thornton and Blaine F. Wesner are the general partners of AVP VI and may be deemed to share voting and dispositive power over the shares held by AV VI Affiliates. Such persons and entities disclaim beneficial ownership of shares held by AV VI Affiliates except to the extent of any pecuniary interest therein.
- [F4]Reflects the automatic conversion of Convio, Inc.'s Series A Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- [F5]Reflects the automatic conversion of Convio, Inc.'s Series C Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- [F6]These shares were immediately exercisable.
- [F7]These shares had no expiration date.
Documents
Issuer
Convio, Inc.
CIK 0001407450
Entity typeother
Related Parties
1- filerCIK 0001254928
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 7:07 PM ET
- Size
- 40.9 KB