4//SEC Filing
ASHTON ROBERT B 4
Accession 0001104659-10-032963
CIK 0000945989other
Filed
Jun 7, 8:00 PM ET
Accepted
Jun 8, 4:53 PM ET
Size
9.7 KB
Accession
0001104659-10-032963
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock
2010-06-07$2.50/sh+70$175→ 419,493 total(indirect: Shares are held in private accounts over which KVO has voting and dispositive power)
Oberting Kernan V
Other
Transactions
- Purchase
Common Stock
2010-06-07$2.50/sh+70$175→ 419,493 total(indirect: Shares are held in private accounts over which KVO has voting and dispositive power)
ASHTON ROBERT B
Other
Transactions
- Purchase
Common Stock
2010-06-07$2.50/sh+70$175→ 419,493 total(indirect: Shares are held in private accounts over which KVO has voting and dispositive power)
Footnotes (3)
- [F1]Includes 368,132 shares held in private accounts over which KVO has both voting and dispositive power pursuant to contract. KVO's voting and dispositive power over shares held in these accounts is revocable on or after December 31, 2010. Also includes 38,533 shares held in a private account on behalf of Mr. Ashton, a portfolio manager of KVO, over which KVO has both voting and dispositive power pursuant to contract. KVO's voting and dispositive power over these shares is revocable on if Mr. Ashton terminates his employment with KVO, at which time the right to vote and dispose of those shares will revert to him.
- [F2]Mr. Oberting is the Managing Member of KVO. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Exchange Act"), Mr. Oberting may be deemed to beneficially own all of the shares that KVO is deemed to beneficially own. Mr. Oberting disclaims beneficial ownership of any of the securities covered by this Form 4
- [F3]Mr. Ashton is a portfolio manager of KVO. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Exchange Act"), Mr. Ashton may be deemed to beneficially own all of the shares that KVO is deemed to beneficially own. Mr. Ashton disclaims beneficial ownership of any of the securities covered by this Form 4 other than the shares held in a private account on behalf of Mr. Ashton and reported above.
Documents
Issuer
ASTEA INTERNATIONAL INC
CIK 0000945989
Entity typeother
Related Parties
1- filerCIK 0001162729
Filing Metadata
- Form type
- 4
- Filed
- Jun 7, 8:00 PM ET
- Accepted
- Jun 8, 4:53 PM ET
- Size
- 9.7 KB