Home/Filings/4/0001104659-13-003845
4//SEC Filing

CALLISTO PHARMACEUTICALS INC 4

Accession 0001104659-13-003845

CIK 0001142380operating

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 4:45 PM ET

Size

35.9 KB

Accession

0001104659-13-003845

Insider Transaction Report

Form 4
Period: 2013-01-17
Transactions
  • Disposition to Issuer

    Stock Options

    2013-01-1717,1230 total
    Exercise: $1.00Exp: 2015-06-16Common Stock (17,123 underlying)
  • Disposition to Issuer

    Stock Options

    2013-01-1775,0000 total
    Exercise: $3.20Exp: 2014-04-06Common Stock (75,000 underlying)
  • Disposition to Issuer

    Common Stock

    2013-01-17113,6360 total
  • Disposition to Issuer

    Stock Options

    2013-01-178,0000 total
    Exercise: $1.45From: 2006-12-23Exp: 2015-12-23Common Stock (8,000 underlying)
  • Disposition to Issuer

    Stock Options

    2013-01-176,0000 total
    Exercise: $1.17Exp: 2015-10-20Common Stock (6,000 underlying)
Footnotes (9)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of July 20, 2012, as amended October 15, 2012, by and between Synergy Pharmaceuticals Inc ("Synergy") and Callisto Pharmaceuticals, Inc. ("Callisto"), Callisto merged with and into Synergy (the "Merger"). Upon the effective time of the Merger, each share of Callisto common stock was cancelled and exchanged for .1799 shares of Synergy common stock (the "Exchange Ratio"). Each stock option exercisable for shares of Callisto common stock that is outstanding at the effective time of the Merger was assumed by Synergy and converted into a stock option to purchase the number of shares of Synergy's common stock that the holder would have received if such holder had exercised such stock option for shares of Callisto common stock prior to the Merger and exchanged such shares for Synergy common stock in accordance with the Exchange Ratio.
  • [F2]25,000 options vested each year on April 26, 2005, 2006 and 2007, respectively.
  • [F3]5,707 options vested immediately and 5,708 options vested on June 16, 2006 and 2007
  • [F4]2,000 options vested each year on October 20, 2006, 2007 and 2008, respectively.
  • [F5]2,000 options vested each year on October 12, 2007, 2008 and 2009, respectively.
  • [F6]2,000 options vested each year on September 26, 2008, 2009 and 2010, respectively.
  • [F7]2,000 options vested on each of December 18, 2009, 2010 and 2011, respectively.
  • [F8]2,000 options vested on each of December 29, 2010, 2011 and 2012, respectively.
  • [F9]2,000 options vested on May 19, 2012 and 2,000 options vest on each of May 19, 2013 and 2014, respectively.

Documents

1 file

Issuer

CALLISTO PHARMACEUTICALS INC

CIK 0001142380

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001142380

Filing Metadata

Form type
4
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 4:45 PM ET
Size
35.9 KB