4//SEC Filing
Johnson Randall 4
Accession 0001104659-13-003846
CIK 0001142380other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 4:45 PM ET
Size
35.8 KB
Accession
0001104659-13-003846
Insider Transaction Report
Form 4
Johnson Randall
Director
Transactions
- Disposition to Issuer
Stock Options
2013-01-17−6,000→ 0 totalExercise: $1.17Exp: 2015-10-20→ Common Stock (6,000 underlying) - Disposition to Issuer
Stock Options
2013-01-17−6,500→ 0 totalExercise: $0.47From: 2008-09-26Exp: 2017-09-26→ Common Stock (6,500 underlying) - Disposition to Issuer
Common Stock
2013-01-17−113,636→ 0 total - Disposition to Issuer
Stock Options
2013-01-17−10,000→ 0 totalExercise: $1.80From: 2004-12-20Exp: 2014-12-20→ Common Stock (10,000 underlying) - Disposition to Issuer
Stock Options
2013-01-17−75,000→ 0 totalExercise: $1.50Exp: 2015-02-10→ Common Stock (75,000 underlying) - Disposition to Issuer
Stock Options
2013-01-17−3,000→ 0 totalExercise: $1.45From: 2006-12-23Exp: 2015-12-23→ Common Stock (3,000 underlying)
Footnotes (8)
- [F1]Pursuant to the Agreement and Plan of Merger, dated as of July 20, 2012, as amended October 15, 2012, by and between Synergy Pharmaceuticals Inc ("Synergy") and Callisto Pharmaceuticals, Inc. ("Callisto"), Callisto merged with and into Synergy (the "Merger"). Upon the effective time of the Merger, each share of Callisto common stock was cancelled and exchanged for .1799 shares of Synergy common stock (the "Exchange Ratio"). Each stock option exercisable for shares of Callisto common stock that is outstanding at the effective time of the Merger was assumed by Synergy and converted into a stock option to purchase the number of shares of Synergy's common stock that the holder would have received if such holder had exercised such stock option for shares of Callisto common stock prior to the Merger and exchanged such shares for Synergy common stock in accordance with the Exchange Ratio.
- [F2]25,000 options vested each year on February 10, 2006, 2007 and 2008, respectively.
- [F3]2,000 options vested each year on October 20, 2006, 2007 and 2008, respectively.
- [F4]2,000 options vested each year on October 12, 2007, 2008 and 2009, respectively.
- [F5]2,000 options vested each year on September 28, 2008, 2009 and 2010, respectively.
- [F6]2,000 options vested each year on December 18, 2009, 2010 and 2011, respectively.
- [F7]2,000 options vested on each of December 29, 2010, 2011 and 2012, respectively.
- [F8]2,000 options vested on May 19, 2012 and 2,000 options vest on each of May 19, 2013 and 2014, respectively.
Documents
Issuer
CALLISTO PHARMACEUTICALS INC
CIK 0001142380
Entity typeother
Related Parties
1- filerCIK 0001321945
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 4:45 PM ET
- Size
- 35.8 KB