4//SEC Filing
Shimada Brent H 4
Accession 0001104659-13-045316
CIK 0001393744other
Filed
May 28, 8:00 PM ET
Accepted
May 29, 4:10 PM ET
Size
11.5 KB
Accession
0001104659-13-045316
Insider Transaction Report
Form 4
Shimada Brent H
Senior Vice President, HR
Transactions
- Disposition to Issuer
Phantom Stock
2013-05-24$4.15/sh−5,034$20,891→ 0 totalExp: 2014-03-01→ Phantom Stock (5,034 underlying) - Disposition to Issuer
Phantom Stock
2013-05-24$4.15/sh−37,313$154,849→ 0 totalExp: 2015-10-10→ Phantom Stock (37,313 underlying) - Disposition to Issuer
Phantom Stock
2013-05-24$4.15/sh−15,867$65,848→ 0 totalExp: 2015-03-01→ Phantom Stock (15,867 underlying)
Footnotes (6)
- [F1]Each share of phantom stock is the economic equivalent of one share of EnergySolutions, Inc. (the "Company") common stock. Upon vesting, the shares will be settled in cash according to the current stock price at the time of vest.
- [F2]The shares of phantom stock vest in three equal annual installments beginning on October 10, 2013.
- [F3]The shares of phantom stock vest in three equal annual installments beginning on March 1, 2012.
- [F4]The shares of phantom stock vest in three equal annual installments beginning on March 1, 2013.
- [F5]Pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2013, as amended on April 5, 2013, by and among Rockwell Holdco, Inc., a Delaware corporation, Rockwell Acquisition Corp., a Delaware corporation, and the Company (the "Merger Agreement"; capitalized terms used but not defined herein have the meanings assigned to them in the Merger Agreement), at the Effective Time, each of the Company Performance Share Units and Company Phantom Share Awards held by the reporting person became fully vested (with the exception of Company Performance Share Units and Company Phantom Share Awards that are earned based on the achievement of performance, which instead became earned and vested in accordance with the terms of the applicable award agreements) and converted into the right to receive a cash payment with respect thereto equal to the product of
- [F6](i) the total number of shares of Company Common Stock subject to such Company Performance Share Unit award or Company Phantom Share Award, respectively, and (ii) $4.15, less any required withholding Taxes.
Documents
Issuer
EnergySolutions, Inc.
CIK 0001393744
Entity typeother
Related Parties
1- filerCIK 0001307569
Filing Metadata
- Form type
- 4
- Filed
- May 28, 8:00 PM ET
- Accepted
- May 29, 4:10 PM ET
- Size
- 11.5 KB