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GLAUKOS Corp 4

Accession 0001104659-15-049031

$GKOSCIK 0001192448operating
View on SEC.govCompany Profile

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 7:27 PM ET

Size

74.8 KB

Accession

0001104659-15-049031

Insider Transaction Report

Form 4
Period: 2015-06-30
GLAUKOS CorpGKOS
CLEVELAND BRUCE A
10% Owner
Transactions
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
InterWest Management Partners IX, LLC
10% Owner
Transactions
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
ORONSKY ARNOLD L
10% Owner
Transactions
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
Kjellson Nina S
10% Owner
Transactions
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
NASR KHALED
10% Owner
Transactions
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
Pepper Douglas A
10% Owner
Transactions
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
InterWest Partners IX, LP
10% Owner
Transactions
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
GIANOS PHILIP T
10% Owner
Transactions
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
Holmes W Stephen
10% Owner
Transactions
  • Conversion

    Series F Convertible Preferred Stock

    2015-06-30−253,390→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (253,390 underlying)
  • Conversion

    Series C Convertible Preferred Stock

    2015-06-30−1,523,809→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (1,523,809 underlying)
  • Conversion

    Common Stock

    2015-06-30+2,603,362→ 2,603,362 total(indirect: Through InterWest Partners IX, L.P.)
  • Conversion

    Series D Convertible Preferred Stock

    2015-06-30−674,510→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (674,510 underlying)
  • Conversion

    Series E Convertible Preferred Stock

    2015-06-30−151,653→ 0 total(indirect: Through InterWest Partners IX, L.P.)
    → Common Stock (151,653 underlying)
Footnotes (2)
  • [F1]The shares of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.
  • [F2]Shares held by InterWest Partners IX, L.P., a California limited partnership ("IWP-9"). InterWest Management Partners IX, LLC, a California limited liability company ("IMP-9") serves as the sole general partner of IWP-9 and owns no shares directly. Philip T. Gianos, W. Stephen Holmes, Gilbert H. Kliman, M.D. and Arnold L. Oronsky are the managing directors of IMP-9. Bruce A. Cleveland, Nina Kjellson, Khaled A. Nasr and Douglas A. Pepper are the venture members of IMP-9. These individuals share voting and dispositive power over the shares held by IWP-9; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. Gilbert H. Kliman, M.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.

Documents

2 files

Issuer

GLAUKOS Corp

CIK 0001192448

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001192448

Filing Metadata

Form type
4
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 7:27 PM ET
Size
74.8 KB
View on SEC.gov