Insider · CIK 0001333063

CLEVELAND BRUCE A

Reports to the SEC for 10 companies · MENLO PARK, CA

sec.gov

Transactions

Companies

Filings

CIK

0001333063

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-09-17	AIC3.ai, Inc.M Exercise/Conversion	Senior VP and CMO	MExercise/Conversion	+10K sh	$4.68	+$46.8K	31,867
2021-09-17	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−8,000 sh	$50.30	−$402K	23,867
2021-09-17	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−2,000 sh	$50.97	−$102K	21,867
2021-09-17	AIC3.ai, Inc. · Option (Right to Buy)M Exercise/Conversion	Senior VP and CMO	MExercise/Conversion	−10K sh	—	—	911,767
2021-06-23	AIC3.ai, Inc.A Award	Senior VP and CMO	AAward	+500 sh	—	—	21,867
2021-06-23	AIC3.ai, Inc. · Stock Option (Right to Buy)A Award	Senior VP and CMO	AAward	+60K sh	—	—	60,000
2021-06-10	AIC3.ai, Inc. · Option (Right to Buy)M Exercise/Conversion	Senior VP and CMO	MExercise/Conversion	−50K sh	—	—	921,767
2021-06-10	AIC3.ai, Inc.M Exercise/Conversion	Senior VP and CMO	MExercise/Conversion	+50K sh	$4.68	+$234K	71,367
2021-06-10	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−21K sh	$58.32	−$1.22M	50,378
2021-06-10	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−13.4K sh	$59.34	−$794K	37,001
2021-06-10	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−6,243 sh	$60.28	−$376K	30,758
2021-06-10	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−8,925 sh	$61.36	−$548K	21,833
2021-06-10	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−466 sh	$62.37	−$29.1K	21,367
2021-03-08	AIC3.ai, Inc.M Exercise/Conversion	Senior VP and CMO	MExercise/Conversion	+6,867 sh	$4.68	+$32.1K	86,316
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−8,702 sh	$84.48	−$735K	77,614
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−12.7K sh	$85.53	−$1.09M	64,914
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−7,600 sh	$86.57	−$658K	57,314
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−5,600 sh	$87.53	−$490K	51,714
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−6,200 sh	$88.42	−$548K	45,514
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−12.6K sh	$89.29	−$1.12M	32,947
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−4,700 sh	$90.56	−$426K	28,247
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−4,480 sh	$91.57	−$410K	23,767
2021-03-08	AIC3.ai, Inc.S Sale	Senior VP and CMO	SSale	−2,400 sh	$92.39	−$222K	21,367
2021-03-08	AIC3.ai, Inc.J Other	Senior VP and CMO	JOther	+241 sh	—	—	241
2021-03-08	AIC3.ai, Inc. · Option (Right to Buy)M Exercise/Conversion	Senior VP and CMO	MExercise/Conversion	−6,867 sh	—	—	971,767
2021-03-04	AIC3.ai, Inc.G Gift	Senior VP and CMO	GGift	−27.3K sh	—	—	0
2021-03-04	AIC3.ai, Inc.G Gift	Senior VP and CMO	GGift	+27.3K sh	—	—	79,449
2021-02-25	AIC3.ai, Inc. · Option (Right to Buy)M Exercise/Conversion	Senior VP and CMO	MExercise/Conversion	−21.4K sh	—	—	978,634
2021-02-25	AIC3.ai, Inc.M Exercise/Conversion	Senior VP and CMO	MExercise/Conversion	+21.4K sh	$4.68	+$100K	52,116
2020-12-11	AIC3.ai, Inc. · Series D Convertible Preferred StockC Conversion	Senior VP and CMO	CConversion	−2,333 sh	—	—	0
2020-12-11	AIC3.ai, Inc.C Conversion	Senior VP and CMO	CConversion	+25K sh	—	—	25,000
2020-12-11	AIC3.ai, Inc.C Conversion	Senior VP and CMO	CConversion	+2,333 sh	—	—	27,333
2020-12-11	AIC3.ai, Inc. · Series B* Convertible Preferred StockC Conversion	Senior VP and CMO	CConversion	−25K sh	—	—	0

Recent filings

Accepted (ET)
Sep 214
CLEVELAND BRUCE A0001209191-21-057086
SEC(opens sec.gov)
Jun 254
CLEVELAND BRUCE A0001209191-21-043400
SEC(opens sec.gov)
Jun 144
CLEVELAND BRUCE A0001209191-21-040272
SEC(opens sec.gov)
Mar 104
CLEVELAND BRUCE A0001209191-21-019676
SEC(opens sec.gov)

Companies

Address

2710 SAND HILL ROAD, SECOND FLOOR

MENLO PARK, CA, 94025