4//SEC Filing
GUARANTY FEDERAL BANCSHARES INC 4
Accession 0001104659-16-140478
CIK 0001046203operating
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 4:35 PM ET
Size
13.0 KB
Accession
0001104659-16-140478
Insider Transaction Report
Form 4
MERLO MARK G
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2016-08-16$16.25/sh−75,000$1,218,750→ 794,022 total
Castle Creek Capital Partners V, LP
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2016-08-16$16.25/sh−75,000$1,218,750→ 794,022 total
EGGEMEYER JOHN M III
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2016-08-16$16.25/sh−75,000$1,218,750→ 794,022 total
THOMAS J MIKESELL
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2016-08-16$16.25/sh−75,000$1,218,750→ 794,022 total
Castle Creek Capital V LLC
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2016-08-16$16.25/sh−75,000$1,218,750→ 794,022 total
Pietrzak John
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2016-08-16$16.25/sh−75,000$1,218,750→ 794,022 total
Footnotes (1)
- [F1]These securities are owned by Castle Creek Capital Partners V, LP ("Fund V"). Each of Castle Creek Capital V LLC, John M. Eggemeyer, J. Mikesell Thomas, Mark G. Merlo, and John T. Pietrzak may also be deemed to be the beneficial owner of the 794,022 shares of Common Stock held directly by Fund V. Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital V LLC, the sole general partner of Fund V. Castle Creek Capital V LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest in Fund V, and this report shall not be deemed an admission that Castle Creek Capital V LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
GUARANTY FEDERAL BANCSHARES INC
CIK 0001046203
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001046203
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 4:35 PM ET
- Size
- 13.0 KB