Home/Filings/4/0001104659-16-140489
4//SEC Filing

Marketo, Inc. 4

Accession 0001104659-16-140489

CIK 0001490660operating

Filed

Aug 17, 8:00 PM ET

Accepted

Aug 18, 4:54 PM ET

Size

15.2 KB

Accession

0001104659-16-140489

Insider Transaction Report

Form 4
Period: 2016-08-16
Transactions
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2016-08-1616,8000 total
    Exercise: $12.00Exp: 2023-04-30Common Stock (16,800 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2016-08-168,5630 total
    Exercise: $29.28Exp: 2025-05-31Common Stock (8,563 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2016-08-166,7890 total
    Exercise: $35.16Exp: 2026-05-31Common Stock (6,789 underlying)
  • Disposition from Tender

    Common Stock

    2016-08-1610,9510 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2016-08-169,0550 total
    Exercise: $25.45Exp: 2024-06-12Common Stock (9,055 underlying)
Footnotes (6)
  • [F1]Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Agreement and Plan of Merger, dated May 27, 2016, between the Issuer, Milestone Holdco, LLC and Milestone Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $35.25 per share.
  • [F2]Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $35.25 per share.
  • [F3]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2014 annual stockholders meeting of the Issuer or (ii) May 1, 2014, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
  • [F4]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2015 annual stockholders meeting of the Issuer or (ii) June 12, 2015, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
  • [F5]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2016 annual stockholders meeting of the Issuer or (ii) June 1, 2016, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
  • [F6]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2017 annual stockholders meeting of the Issuer or (ii) June 1, 2017, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Documents

1 file

Issuer

Marketo, Inc.

CIK 0001490660

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001490660

Filing Metadata

Form type
4
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 4:54 PM ET
Size
15.2 KB