Marketo, Inc. 4

4 · Marketo, Inc. · Filed Aug 18, 2016

Form 4

Period: 2016-08-16

Director

Transactions

Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-08-16−5,592→ 0 total
Exercise: $28.50Exp: 2025-10-22→ Common Stock (5,592 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-08-16−6,789→ 0 total
Exercise: $35.16Exp: 2026-05-31→ Common Stock (6,789 underlying)
Disposition from Tender
Common Stock
2016-08-16−5,344→ 0 total

Footnotes (4)

[F1]Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Agreement and Plan of Merger, dated May 27, 2016, between the Issuer, Milestone Holdco, LLC and Milestone Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $35.25 per share.
[F2]Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $35.25 per share.
[F3]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2016 annual stockholders meeting of the Issuer or (ii) October 23, 2016, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
[F4]The option, which provided for vesting of all of the shares upon the earlier of (i) the 2017 annual stockholders meeting of the Issuer or (ii) June 1, 2017, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Documents

1 file