4//SEC Filing
Marketo, Inc. 4
Accession 0001104659-16-140493
CIK 0001490660operating
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 4:56 PM ET
Size
10.5 KB
Accession
0001104659-16-140493
Insider Transaction Report
Form 4
Marketo, Inc.MKTO
Kinion Brian K
SVP & Chief Financial Officer
Transactions
- Disposition from Tender
Common Stock
2016-08-16−62,994→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-08-16−14,000→ 0 totalExercise: $31.67Exp: 2024-10-29→ Common Stock (14,000 underlying) - Disposition to Issuer
Performance Shares
2016-08-16−9,994→ 0 totalExercise: $0.00Exp: 2018-12-31→ Common Stock (9,994 underlying)
Footnotes (4)
- [F1]Includes 758 shares purchased under the Issuer's Employee Stock Purchase Plan on 08/09/2016. Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Agreement and Plan of Merger, dated May 27, 2016, between the Issuer, Milestone Holdco, LLC and Milestone Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $35.25 per share.
- [F2]Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $35.25 per share.
- [F3]The option, which provided for vesting as to one-fourth of the shares on October 30, 2015 and one forty-eighth of the shares monthly thereafter, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between $35.25 and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
- [F4]Market stock units ("MSUs") are performance share awards that are subject to achievement over three performance periods based on the performance of the Issuer's stock price compared to the performance of the NASDAQ Composite Index over the same periods. Pursuant to the change in control provisions set forth in the Performance Share Agreement evidencing the MSUs, the number of shares subject to the MSUs increased from 6,835, as set forth in the Reporting Person's Form 4 filed March 9, 2016, to 9,994 shares. The MSUs were cancelled pursuant to the Merger Agreement, in exchange for a cash payment of $35.25 per share.
Documents
Issuer
Marketo, Inc.
CIK 0001490660
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001490660
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 4:56 PM ET
- Size
- 10.5 KB