INSTITUTIONAL FINANCIAL MARKETS, INC. 4
4 · INSTITUTIONAL FINANCIAL MARKETS, INC. · Filed Feb 21, 2017
Insider Transaction Report
Form 4
Listman Douglas
Chief Accounting Officer
Transactions
- Award
Common Stock, par value $0.001
2017-02-17−25,000→ 94,420 total
Footnotes (1)
- [F1]Mr. Listman was awarded 25,000 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-half of these restricted shares on January 31, 2018 and with respect to the remaining one-half of these restricted shares on January 31, 2019, in each case, so long as Mr. Listman is then employed by the Issuer or any of its subsidiaries.