Hilltop Holdings Inc. 4
4 · Hilltop Holdings Inc. · Filed May 17, 2017
Insider Transaction Report
Form 4
White Alan B
DirectorSee Remarks
Transactions
- Sale
Common Stock
2017-05-15$26.05/sh−21,961$572,176→ 216,124 total - Sale
Common Stock
2017-05-16$26.01/sh−7,064$183,745→ 209,060 total - Sale
Common Stock
2017-05-16$26.02/sh−50,000$1,301,180→ 1,316,458 total(indirect: By Maedgen & White, Ltd.)
Holdings
- 10,238(indirect: By Spouse)
Common Stock
- 23,806(indirect: By Double E Investments)
Common Stock
- 12,883(indirect: By Partnership)
Common Stock
- 8,045(indirect: By Maedgen, White and Maedgen)
Common Stock
Footnotes (5)
- [F1]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.01 to $26.125, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F2]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.03, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F3]The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.075, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F4]The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares.
- [F5]Includes 453 shares of common stock held in an individual retirement account.