4//SEC Filing
GUARANTY FEDERAL BANCSHARES INC 4
Accession 0001104659-17-042108
CIK 0001046203operating
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 4:04 PM ET
Size
12.8 KB
Accession
0001104659-17-042108
Insider Transaction Report
Form 4
Castle Creek Capital Partners V, LP
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2017-06-26$20.75/sh+100,000$2,075,000→ 894,022 total
Castle Creek Capital V LLC
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2017-06-26$20.75/sh+100,000$2,075,000→ 894,022 total
EGGEMEYER JOHN M III
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2017-06-26$20.75/sh+100,000$2,075,000→ 894,022 total
THOMAS J MIKESELL
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2017-06-26$20.75/sh+100,000$2,075,000→ 894,022 total
Pietrzak John
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2017-06-26$20.75/sh+100,000$2,075,000→ 894,022 total
MERLO MARK G
10% Owner
Transactions
- Purchase
Guaranty Federal Bancshares, Inc. Common Stock
2017-06-26$20.75/sh+100,000$2,075,000→ 894,022 total
Footnotes (1)
- [F1]These securities are held directly by Castle Creek Capital Partners V, LP ("Fund V"). Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital V LLC, the sole general partner of Fund V. Castle Creek Capital V LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital V LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
GUARANTY FEDERAL BANCSHARES INC
CIK 0001046203
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001046203
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 4:04 PM ET
- Size
- 12.8 KB