4//SEC Filing
VON ALLMEN DOUGLAS J 4
Accession 0001104659-17-070149
CIK 0001433966other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 2:48 PM ET
Size
7.8 KB
Accession
0001104659-17-070149
Insider Transaction Report
Form 4
VON ALLMEN DOUGLAS J
10% Owner
Transactions
- Other
Common Stock
2017-10-27$0.01/sh+2,756,998$27,570→ 44,601,842 total(indirect: D&L Management Corporation) - Other
Common Stock
2017-10-27$0.01/sh+52,665$527→ 1,018,719 total(indirect: By LLC)
Footnotes (4)
- [F1]The reporting person is a controlling shareholder of D&L Management Corporation, the general partner of D&L Partners is D&L Management Corporation, and in such capacity holds voting and dispositive power over the securities held by such entity.
- [F2]These shares were issued to D&L Partners, L.P. as payment in kind for interest amounts due under a (i) 6% secured convertible debenture issued by Issuer on October 2, 2012, in an original principal amount of $1,000,000, with a maturity date of March 31, 2018; (ii) 6% secured convertible debenture issued by Issuer on March 28, 2013, in an original principal amount of $625,000, with a maturity date of March 31, 2018; (iii) 6% secured convertible debenture issued by Issuer on March 11, 2015, in an original principal amount of $50,000, with a maturity date of March 31, 2018; and (iv) 6% secured convertible debenture issued by Issuer on May 14, 2015, in an original principal amount of $70,000, with a maturity date of March 31, 2018.
- [F3]These shares are owned directly by FWD, LLC ("FWD"). The reporting person owns 33.33% of FWD.
- [F4]These shares were issued to FWD, LLC as payment in kind for interest amounts due under a 6% secured convertible debenture issued by Issuer on March 10, 2015, in an original principal amount of $100,000, with a conversion price of $0.06 and a maturity date of March 31, 2018.
Documents
Issuer
GREEN EARTH TECHNOLOGIES, INC
CIK 0001433966
Entity typeother
Related Parties
1- filerCIK 0000945555
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 2:48 PM ET
- Size
- 7.8 KB