4//SEC Filing
White Alan B 4
Accession 0001104659-18-015597
CIK 0001265131other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 5:32 PM ET
Size
9.7 KB
Accession
0001104659-18-015597
Insider Transaction Report
Form 4
White Alan B
DirectorSee Remarks
Transactions
- Award
Common Stock
2018-03-05+14,096→ 228,987 total
Holdings
- 1,316,458(indirect: By Maedgen & White, Ltd.)
Common Stock
- 10,238(indirect: By Spouse)
Common Stock
- 23,806(indirect: By Double E Investments)
Common Stock
- 12,883(indirect: By Partnership)
Common Stock
- 8,045(indirect: By Maedgen, White and Maedgen)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, March 5, 2021, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, March 5, 2022, or an earlier "change in control" of Hilltop Holdings Inc.
- [F2]The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.
- [F3]Includes 453 shares of common stock held in an individual retirement account.
Documents
Issuer
Hilltop Holdings Inc.
CIK 0001265131
Entity typeother
Related Parties
1- filerCIK 0001456874
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 5:32 PM ET
- Size
- 9.7 KB