Stuart Andrew 4

Accession 0001104659-19-063390

CIK 0001513761other

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 5:00 PM ET

Size

26.9 KB

Accession

0001104659-19-063390

Form 4

Period: 2019-11-11

Executive Vice President

Transactions

Sale
Common Stock
2019-11-11$52.00/sh−300$15,600→ 344,073 total
Exercise/Conversion
Common Stock
2019-11-12$31.90/sh+40,000$1,276,000→ 433,873 total
Sale
Common Stock
2019-11-12$51.87/sh−227,300$11,790,051→ 344,073 total
Sale
Common Stock
2019-11-12$52.00/sh−17,764$923,728→ 326,309 total
Exercise/Conversion
Stock Option (right to buy)
2019-11-11−200→ 49,800 total
Exercise: $30.95Exp: 2023-06-30→ Common Stock (200 underlying)
Exercise/Conversion
Stock Option (right to buy)
2019-11-12−49,800→ 0 total
Exercise: $30.95Exp: 2023-06-30→ Common Stock (49,800 underlying)
Exercise/Conversion
Stock Option (right to buy)
2019-11-12−40,000→ 0 total
Exercise: $31.90Exp: 2024-06-30→ Common Stock (40,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2019-11-12−100,000→ 0 total
Exercise: $50.17Exp: 2025-04-27→ Common Stock (100,000 underlying)
Exercise/Conversion
Common Stock
2019-11-12$50.31/sh+37,500$1,886,625→ 571,373 total
Exercise/Conversion
Common Stock
2019-11-11$30.95/sh+200$6,190→ 344,373 total
Exercise/Conversion
Common Stock
2019-11-12$30.95/sh+49,800$1,541,310→ 393,873 total
Exercise/Conversion
Common Stock
2019-11-12$50.17/sh+100,000$5,017,000→ 533,873 total
Exercise/Conversion
Stock Option (right to buy)
2019-11-12−37,500→ 0 total
Exercise: $50.31Exp: 2026-02-28→ Common Stock (37,500 underlying)

Footnotes (6)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.16, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.05, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
[F3]All 50,000 of the options were vested as of July 1, 2017.
[F4]All 40,000 of the options were vested as of July 1, 2018.
[F5]All 100,000 of the options were vested on March 4, 2019.
[F6]All 37,500 of the options were vested on March 1, 2019.

Documents

1 file

Norwegian Cruise Line Holdings Ltd.

CIK 0001513761

Entity typeother