|4Dec 9, 6:37 PM ET

MNAYMNEH SAMI 4

4 · WhiteHorse Finance, Inc. · Filed Dec 9, 2019

Insider Transaction Report

Form 4
Period: 2019-12-05
MNAYMNEH SAMI
10% Owner
Transactions
  • Sale

    Common Stock, par value $0.001 per share

    2019-12-05$13.83/sh2,250,000$31,117,5005,700,672 total(indirect: See footnotes)
Holdings
  • Common Stock, par value $0.001 per share

    (indirect: See footnote)
    301,601
Footnotes (3)
  • [F1]Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein.
  • [F2]Reflects the sale of 2,250,000 shares of common stock by the Bayside Funds pursuant to an underwritten secondary offering of common stock of WhiteHorse Finance, Inc. that priced on December 5, 2019 and closed on December 9, 2019.
  • [F3]Mr. Mnaymneh is the General Partner and Manager of Mnaymneh H.I.G. Management, L.P., which owns the reported securities. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by Mnaymneh H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.

Documents

1 file
  • 4
    tm1924832-2_4.xmlPrimary

    OWNERSHIP DOCUMENT