MNAYMNEH SAMI 4
4 · WhiteHorse Finance, Inc. · Filed Dec 13, 2019
Insider Transaction Report
Form 4
MNAYMNEH SAMI
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2019-12-13$13.83/sh−337,500$4,667,625→ 5,363,172 total(indirect: See footnotes)
Holdings
- 301,601(indirect: See footnote)
Common Stock, par value $0.001 per share
Footnotes (3)
- [F1]Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (together, the "Bayside Funds"), Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein.
- [F2]Reflects the sale of 337,500 shares of common stock by the Bayside Funds pursuant to the exercise of the overallotment option granted to the underwriters to purchase additional shares in connection with an underwritten secondary offering of common stock of WhiteHorse Finance, Inc.
- [F3]Mr. Mnaymneh is the General Partner and Manager of Mnaymneh H.I.G. Management, L.P., which owns the reported securities. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by Mnaymneh H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.