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Exela Technologies, Inc.·4

Feb 27, 6:07 AM ET

Sortur Shrikant 4

4 · Exela Technologies, Inc. · Filed Feb 27, 2020

Insider Transaction Report

Form 4
Period: 2019-10-15
Exela Technologies, Inc.XELA
Sortur Shrikant
Senior VP, Global Finance
Transactions
  • Conversion

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2020-02-21+10,150→ 46,706 total
  • Conversion

    Series A Convertible Preferred Stock

    2020-02-21+393→ 393 total
    Exercise: $1.22→ Common Stock (480 underlying)
  • Other

    Exchangeable Preferred Interests

    2019-10-15+20.43→ 20.43 total
    Exercise: $1.21→ Common Stock (16,123 underlying)
  • Conversion

    Exchangeable Preferred Interests

    2020-02-21−12.86→ 7.57 total
    Exercise: $1.21→ Common Stock (10,150 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $5.98Exp: 2028-08-31→ Common Stock (76,800 underlying)
    76,800

  • Stock Option (Right to Buy)

    Exercise: $1.30Exp: 2029-08-26→ Common Stock (76,800 underlying)
    76,800
Footnotes (6)
  • [F1]See Exhibit 99.1.
  • [F2]See Exhibit 99.1.
  • [F3]See Exhibit 99.1.
  • [F4]See Exhibit 99.1.
  • [F5]See Exhibit 99.1.
  • [F6]See Exhibit 99.1.

Documents

2 files