Cogburn Ronald Clark 4

4 · Exela Technologies, Inc. · Filed Feb 27, 2020

Form 4

Period: 2019-10-22

DirectorChief Executive Officer

Transactions

Other
Common Stock, par value $0.0001 per share (''Common Stock'')
2020-02-21+30,147→ 99,885 total
Conversion
Common Stock
2020-02-21+226,980→ 326,865 total
Other
Exchangeable Preferred Interests
2019-10-22+355.56→ 355.56 total
Exercise: $1.21→ Common Stock (533,608 underlying)
Conversion
Series A Convertible Preferred Stock
2020-02-21+1,950→ 3,659 total
Exercise: $1.22→ Common Stock (2,384 underlying)
Other
Common Stock
2020-02-26+32,430→ 359,295 total
Other
Series A Convertible Preferred Stock
2020-02-21+1,709→ 1,709 total
Exercise: $1.22→ Common Stock (2,089 underlying)
Conversion
Exchangeable Preferred Interests
2020-02-21−16.6→ 9.78 total
Exercise: $0.31→ Common Stock (50,379 underlying)
Conversion
Series A Convertible Preferred Stock
2020-02-26+6,835→ 10,494 total
Exercise: $1.22→ Common Stock (8,356 underlying)
Conversion
Exchangeable Preferred Interests
2020-02-21−223.78→ 131.78 total
Exercise: $1.21→ Common Stock (176,601 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $5.98Exp: 2028-08-31→ Common Stock (111,000 underlying)
111,000
Stock Option (Right to Buy)
Exercise: $1.30Exp: 2029-08-26→ Common Stock (111,000 underlying)
111,000

Footnotes (7)

Documents

2 files