4//SEC Filing
Steele Jeremy T. 4
Accession 0001104659-20-041569
CIK 0000018172other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 8:54 AM ET
Size
9.8 KB
Accession
0001104659-20-041569
Insider Transaction Report
Form 4
Steele Jeremy T.
SVP, General Counsel & Sec.
Transactions
- Disposition to Issuer
Convertible Note
2020-03-27Exercise: $3.77From: 2020-03-25Exp: 2022-08-30→ Common Stock (14,765 underlying) - Award
Convertible Note
2020-03-27Exercise: $0.46From: 2020-03-27Exp: 2022-08-30→ Common Stock (60,057 underlying) - Award
Common Stock
2020-03-27+20,217→ 35,217 total
Footnotes (1)
- [F1]Reflects the disposition of an aggregate principal amount (including accrued PIK interest) of $55,654 of the Company's 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes") in exchange for a combination of (i) an aggregate principal amount of $27,374 of the Company's new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and (ii) 20,217 shares of the Company's common stock ("New Shares"), pursuant to a public exchange offer launched by the Company on February 27, 2020 and completed on March 27, 2020. The Old Notes were restricted incentive awards issued pursuant to the Company's 2017 Management Incentive Plan (the "Plan"). The New Notes are convertible into 60,057 shares of common stock as of the date of this filing. The restricted New Notes and restricted New Shares vest in full on August 30, 2022.
Documents
Issuer
A. M. Castle & Co.
CIK 0000018172
Entity typeother
Related Parties
1- filerCIK 0001449688
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 8:54 AM ET
- Size
- 9.8 KB