ROTH CAPITAL PARTNERS, LLC 4/A
4/A · Roth CH Acquisition I Co · Filed May 28, 2020
Insider Transaction Report
Form 4/AAmended
ROTH CAPITAL PARTNERS, LLC
10% Owner
Transactions
- Purchase
Warrants to purchase Common Stock
2020-05-07+47,100→ 47,100 totalExercise: $11.50→ Common Stock (47,100 underlying) - Purchase
Common Stock
2020-05-07$10.00/sh+62,800$628,000→ 473,513 total
Footnotes (3)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.