|4/AMay 28, 5:28 PM ET

Gurewitz Aaron 4/A

4/A · Roth CH Acquisition I Co · Filed May 28, 2020

Insider Transaction Report

Form 4/AAmended
Period: 2020-05-07
Gurewitz Aaron
Co-President
Transactions
  • Purchase

    Common Stock

    2020-05-07$10.00/sh+9,135$91,3509,135 total
  • Purchase

    Warrants to purchase Common Stock

    2020-05-07+6,8516,851 total
    Exercise: $11.50Common Stock (6,851 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    121,762
Footnotes (4)
  • [F1]The reporting person acquired units, consisting of shares and warrants.
  • [F2]Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.
  • [F3]The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
  • [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Documents

1 file
  • 4
    tm2021247d6_form4a.xml

    FORM 4/A